- TD Bank (Charlotte, NC)
- …a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Specialist provides second-line ... below in as you consider this opportunity.** **Job Profile Summary** The Senior Compliance Business Oversight Analyst provides objective guidance,… more
- TD Bank (Charlotte, NC)
- …section below in as you consider this opportunity.** **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice, ... compliance that will cascade throughout the organization. The Senior Compliance Business Manager will... programs + Guides partner through the development, implementation, oversight and management of effective Compliance Programs… more
- TD Bank (Charlotte, NC)
- …in as you consider this opportunity.** **Job Profile Summary** The Senior Manager, Compliance Business Oversight manages and leads a team of ... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- Bank of America (Charlotte, NC)
- Sampling Methodology Oversight Senior Analyst Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Newark, Delaware; Phoenix, Arizona; Fort Worth, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Sampling-Methodology- Oversight - Senior -Analyst\_24040814-2) **Job Description:** At Bank of America,… more
- TD Bank (Charlotte, NC)
- …& Experience below as you consider this opportunity. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...operations or strategy of the Company. + Managing the oversight of compliance issues by reviewing and… more
- USAA (Charlotte, NC)
- …the military community and their families-making every interaction more meaningful. As a Senior Corporate Affairs Business Partner, you will support efforts to ... in service of our mission. Whether you're a strategic business partner or a creative storyteller, join us to...Corporate Affairs with USAA's Bank, Audit, Enterprise Risk & Compliance , and Legal teams. In this role, you will… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo Governance and Oversight team needs a Senior Financial Controls Analyst subject matter expert (SME) with a strong understanding ... the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during… more
- TD Bank (Charlotte, NC)
- …**Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... guidance, and business oversight to assigned portfolio, business...potential impacts + Coordinates with other AML/ATF/Sanctions/ABAC partners and business compliance partners to ensure consistency in… more
- Truist (Charlotte, NC)
- …Data, Business and/or Finance. 2. Ten plus years of senior management experience in banking, technology, operations, risk management and/or regulatory agencies. ... navigate through ambiguity. **Preferred Qualifications:** 1. Advance degree in Business and/ Technology. 2.Data compliance knowledge/experience regarding… more
- Wells Fargo (Charlotte, NC)
- …the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during ... **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team....of financial crimes risk across Wells Fargo lines of business . The Financial Crimes Audit Team oversees, manages, and… more
- Bank of America (Charlotte, NC)
- Third Party Information Security Escalation Management and Oversight Chicago, Illinois;Washington, District of Columbia; Addison, Texas; Charlotte, North Carolina; ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/Third-Party-Information-Security-Escalation-Management-and- Oversight \_25017629) **Job Description:** At Bank of America, we are… more
- TD Bank (Charlotte, NC)
- …line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment, third-party oversight ) and act… more
- USAA (Charlotte, NC)
- …members and each other in service of our mission. Whether you're a strategic business partner or a creative storyteller, join us to forge smarter connections, deeper ... As a strategic Account Manager supporting USAA' Banking & Oversight teams - spanning Audit, Banking, Enterprise Risk &... teams - spanning Audit, Banking, Enterprise Risk & Compliance and Legal - you'll lead the development and… more
- TD Bank (Charlotte, NC)
- …line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... **Job Overview:** We are seeking an experienced and proactive Senior Manager to lead program operations for Compliance... Strategy & Operations (AVP) and responsible for overseeing compliance business operations including managing audit and… more
- Wells Fargo (Charlotte, NC)
- …is seeking a highly accomplished and strategically minded ** Senior Lead Compliance Officer** to assume responsibility for the oversight and governance of ... **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join...business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. This role within the ... Macro Sales & Trading Compliance Team is a Business Aligned ...+ Provide oversight and governance of a business group or manage companywide compliance programs… more
- USAA (Charlotte, NC)
- …part of what truly makes us special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor Senior , you will be positioned in the ... business . This role will partner and collaborate with Compliance and Risk Management, as well as Business...stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include oversight … more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** We are looking for a Senior level Business Risk & Controls Advisor within the Bank's Quality and ... business . This role will partner and collaborate with Compliance and Risk Management, as well as Business...stronger controls, and in support of Risk and/or regulatory compliance related initiatives which may include: oversight … more
- TD Bank (Charlotte, NC)
- …implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners to develop proactive strategies, tactics, ... and handling disciplinary actions, as required + Supports the development of a high-performance business oversight team as a member of the Leadership team +… more
- City National Bank (Charlotte, NC)
- …to provide effective challenge, oversight and to meet the needs of the business . * Present to Senior Management, Senior Management Committees and Board ... the Senior Manager Credit Risk will provide leadership to Senior Credit Administrators and collectively, provide oversight , review, effective challenge,… more