- Charles Schwab (Westlake, TX)
- … controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team ... a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have responsibility for the independent and objective… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker -Dealer/Asset Management team provides internal audit coverage of… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team...and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior… more
- Charles Schwab (Westlake, TX)
- …and timely settlement of large cash and securities transactions. + Lead ongoing internal audit reviews and update procedures. + Support ad-hoc projects involving ... be in the office 4 days a week. The ** Manager of Treasury Settlement Services** (TSS) is primarily responsible... internal and external stakeholders. + Engage and help lead… more
- Forward Air (Coppell, TX)
- Position: Senior Trade Compliance Manager Job Description: The Senior Trade Compliance Manager will be responsible for the development, implementation, and ... a best-in-class global trade compliance program, including policies, procedures, and internal controls to ensure adherence to all applicable laws + Regulatory… more
- Raising Cane's (Plano, TX)
- …in Lucernex. The position also drives period-end accounting, reconciliations, and audit support while strengthening internal controls and process documentation. ... **Job Description** **Your Role at Raising Cane's:** The **Lease Accounting Manager ** leads all lease accounting activities, including supervision, training, and… more
- Charles Schwab (Southlake, TX)
- …and engaging Compliance Professional to join the team, as a Senior Manager , responsible for conducting risk-based compliance testing within our Bank and Trust ... Services, Workplace Financial Services, and Enterprise Risk programs. The Senior Manager is an individual contributor and will conduct testing to evaluate the… more
- PennyMac (Carrollton, TX)
- …through the complete mortgage journey. A Typical Day The Mortgage Fulfillment Manager acts as a key contributor in workflow management, new initiatives, process ... development and culture building. As the Mortgage Fulfillment Manager , you will monitor workflows and queues to...team performs the following: + + Condition Review & Audit : Oversee and manage all work commencing once the… more
- Abbott (Irving, TX)
- …**Irving, TX** current has an opportunity for a **Customs and Trade Compliance Manager ** . This individual will provide leadership and direction to ensure site ... Policies and procedures. + Manage import/export process and develop effective internal controls to ensure site compliance with corporate and regulatory requirements.… more
- Charles Schwab (Southlake, TX)
- …and engaging Compliance Professional to join the team, as a Senior Manager , responsible for conducting retail and independent branch office compliance testing. The ... Senior Manager is an individual contributor and will conduct testing...testing to evaluate the effectiveness and adequacy of certain internal controls, policies, procedures, and systems designed to achieve… more
- Robert Half Finance & Accounting (Dallas, TX)
- …filings. * Coordinate annual audit preparation with the related Broker /Dealer's independent auditor. * Develop and maintain internal controls consistent ... The ideal candidate will bring a strong background in audit , financial reporting, and compliance, with a proven ability...for the monthly net capital computation of the related Broker /Dealer, and the quarterly preparation of information needed for… more
- Toyota (Plano, TX)
- …Toyota's Corporate Insurance & Risk Management Department within the Compliance & Audit seeks a passionate and highly motivated **Insurance Risk Analyst** . ... Reporting to the Senior Risk Manager , the person in this role will support the...management, providing risk management support, and consultation to our internal stakeholders, including but not limited to additional administrative… more