- Coinbase (Boston, MA)
- …job duties):* * Lead and manage regulatory compliance and risk management for all broker - dealer activities, ensuring adherence to SEC and FINRA rules. * Provide ... currency and blockchain technology. * Experienced securities attorney with deep broker - dealer expertise to provide legal guidance on compliance, regulatory… more
- Citizens (Boston, MA)
- …the Citizens Consumer Bank. The Associate General Counsel will report to the Senior Associate General Counsel, Head of Wealth Legal and will be responsible ... aspects within the Bank's full-service wealth management business, which includes RIA, Broker Dealer and Trust (including Delaware trust) offerings and services.… more
- Santander US (Boston, MA)
- …experience in fiduciary risk, compliance, operational risk or legal roles within a broker - dealer , private wealth, or trust environment. - Required. + Deep ... Wealth Management Risk Associate Country: United States of America **Your Journey...+ Develop and maintain risk reporting and metrics for senior management and governance committees. **What You Bring:** To… more
- Lincoln Financial (Boston, MA)
- …**Requisition #:** 75012 **The Role at a Glance** We're excited to bring on a Senior Associate Actuary, Life & MoneyGuard Pricing to play an integral role in ... expansion * Analyze risk & summarize key findings for senior leaders to drive strategic pricing strategies * Collaborate...put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of… more