- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: Real Estate Fund Finance /Fund Accounting Associate Location: New York Job Code: #LI-MB1 #LI-0 2 About DWS: Today, ... owned subsidiary of DWS. IAO is responsible for the financial reporting and certain operational aspects for investment vehicles to be launched as part of the firm's… more
- Neuberger Berman (New York, NY)
- … Compliance , Risk, Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager… more
- Neuberger Berman (New York, NY)
- …investment solutions, the platform is truly unique in the industry. The Client Associate will deliver comprehensive operational support and serve as a trusted ... and an experienced Wealth Advisor Team managing over $2b AUM. The Client Associate enhances the client experience by assisting with the service, maintenance, and… more
- SMBC (New York, NY)
- … operational risk management by maintaining strict adherence to compliance policies and regulatory requirements. Support ongoing portfolio maintenance activities ... offers a competitive portfolio of benefits to its employees. **Role Description** The Associate within the Client Management team plays a key role in executing Know… more
- SMBC (New York, NY)
- …corporate clients manage currency risk in a rapidly evolving market. The Analyst or Associate will play a key role on the Foreign Exchange Sales & Marketing desk, ... execution, including pricing, booking, and post-trade processes. + Handle client operational inquiries and provide coverage when senior marketers are traveling. +… more
- Neuberger Berman (New York, NY)
- We are building out our team and are seeking an ETF Capital Markets Associate to support the management and growth of Neuberger Berman's ETF platform. This role is ... ETF trading and execution, and collaborating cross-functionally to ensure operational excellence. The ideal candidate is analytically minded, proactive, and… more
- SMBC (New York, NY)
- …communicating and implementing credit risk management policies, strategies and operational guidelines for the organization and its various financial products. ... trackers, and organizational diagnostics to support strategic initiatives. + Monitor compliance with policies and procedures related to problematic assets, including… more
- Home Depot (Hempstead, NY)
- …remain focused on store specific business objectives while supporting key operational responsibilities. Specific positions may include: Office Associate , Order ... customer questions on product order status, handling cash management or program compliance , these positions play a critical role in ensuring the highest level… more
- SMBC (New York, NY)
- …Financing (including Subscription Financing and Asset-based lending), FX/Derivatives, and Operational services. The role within the Financial Institutions Group will ... clients + Knowledge of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent communication and presentation… more
- NatWest Markets (Stamford, CT)
- US Middle Office Associate LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00263855 Our people work differently depending on their jobs ... closely with traders, salespeople, and operations teams to deliver high-quality operational support for regional and global clients. + Provide daily trade… more
- SMBC (White Plains, NY)
- …treasury bills, treasury bonds, tri-party repos and mortgage backed securities. The Associate is responsible for managing the workflow and approving transactions of ... a tactical and transactional role whose primary focus is on day-to-day operational execution. Verifies and checks employee processing activities and ensures trades… more
- Organon & Co. (Jersey City, NJ)
- …administrative, tactical and strategic coordination and office management for the Associate Vice President, Clinical Data Sciences within the Organon Research & ... address business needs in operations, process improvement, change management, and compliance support, enabling achievement of functional and corporate goals. The SAA… more
- Tutor Perini (White Plains, NY)
- …conveying water between the Kensico Reservoir and the CDUV Facility, enhancing operational resiliency and redundancy for New York City's water supply system. ... inspections and audits of electrical systems and field work to ensure compliance with applicable regulations and standards. + Identify and assess electrical hazards… more
- ICON Clinical Research (New York, NY)
- Operational Compliance Associate I - Onsite, Rochester, NY ICON plc is a world-leading healthcare intelligence and clinical research organization. We're ... mission to shape the future of clinical development. We are currently seeking an Operational Compliance Associate I to join our diverse and dynamic team. As… more
- JPMorgan Chase (New York, NY)
- **Job Summary:** You would be a member of the Operational Due Diligence team focused on alternative investments. **Job Responsibilities:** + Supporting the ... operational due diligence process for primarily alternative investment managers...infrastructure, counterparties and service providers, valuation processes, cyber security, compliance and regulatory issues + Reviewing and scoring responses… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring… more
- Mizuho Corporate Bank (New York, NY)
- …required training for ACBD1 staff. + Compliance Library: Maintaining an up-to-date Compliance Library for ACBD1 staff use. + Operational Errors / Incident ... is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in-class. As a Control Room Officer within the Compliance , Conduct and Operational Risk (CCOR) organization, you will effectively ... collaborate with the Line of Business (LOB) and global/regional Compliance teams, including Internal Audit, Operational Risk, and other Control functions. You… more
- TD Bank (New York, NY)
- …against industry practices + With Risk, ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... you more specific details for this role. **Job Description:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG… more
