- Citigroup (New York, NY)
- The Internal Audit Risk Validations Team **provides audit risk validation coverage for a broad range of risk stripes within Independent Risk Management ... management position responsible for managing a complex and critical unit within Internal Audit , in coordination with the Audit team. The overall objective… more
- Citigroup (New York, NY)
- …senior level management position responsible for managing a complex and critical unit within Internal Audit , in coordination with the Audit team. The overall ... a regional or country level. **Responsibilities:** + Manage a team of Internal Audit professionals, recruit staff, lead professional development, build effective… more
- Citigroup (New York, NY)
- …and reporting results to senior management and communicating with regulators and Internal Audit . The CPRT - RRP SVP is responsible for credible evaluation of ... processes, governance and results. CPRT - Recovery and Resolution Planning (RRP) SVP is responsible for executing independent review and challenge of the RRP… more
- Citigroup (New York, NY)
- …works closely with Business stakeholders as well as Independent Risk, Compliance, Internal Audit , Legal, Operations and other cross functional partners to ... such as the Business Risk & Control Forum (BRCF). + Address Internal Audit , Compliance Testing and regulatory requests, and analyze lessons learned to… more
- Citigroup (Jersey City, NJ)
- …next steps as needed + Provide support and liaise with regulators and Citi internal audit staff for AML matters including coordinating AML related examinations, ... processes including regional enterprise wide and horizontal risk assessments, self-assessment, internal audit , and compliance testing review + Manage AML… more
- Citigroup (New York, NY)
- …reviews with senior management, model validation, Citi's business and functional teams, internal /external audit , and regulatory agencies (eg, Fed, OCC, FDIC) + ... development, with proven track record of successful interaction with business stakeholders, internal model risk management and audit , and external regulators. +… more
- Citigroup (New York, NY)
- …reviews with senior management, model validation, Citi's business and functional teams, internal /external audit , and regulatory agencies (eg, Fed, OCC, FDIC) + ... development, with proven track record of successful interaction with business stakeholders, internal model risk management and audit , and external regulators +… more
- Citigroup (New York, NY)
- …with internal control functions regarding Annual Volcker Independent Testing, Internal Audit reviews, and assist in external regulatory examinations of ... communication skills. + Fluency in MS Office suite + Knowledge of internal Citi systems a plus. **Education:** + Bachelor's/University degree or equivalent… more
- Citigroup (New York, NY)
- …for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent ... function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures. **Responsibilities:** + Designing, developing, delivering… more
- Citigroup (Jersey City, NJ)
- …Citi's Independent Compliance Risk Management (ICRM) function responsible for establishing internal strategies, policies and procedures to prevent violations of law, ... Compliance advice and guidance related to associated regulation and internal policies, as well as contributing to the development... and external investigations, as well as testing and audit . + Designing and lead compliance and control reviews.… more
- Citigroup (New York, NY)
- …a essential. Other risk and control disciplines would be a plus + Exposure to Internal Audit or Financial Control would be desirable + Expertise in the following ... processes to create lasting solutions for minimizing losses from failed internal processes, inadequate controls, and emerging risks. + Coverage of Equities… more
- Citigroup (New York, NY)
- …regulatory exams, responses to regulatory feedback, execution of corrective actions, and internal audit exams/reviews; engage with regulators and other external ... stakeholders + Oversee the development of controls and automation across the reporting process to ensure accuracy and timeliness of information presented to senior management and support a strong control environment across the CPRT **Experience:** + 8-12 years… more
- Citigroup (New York, NY)
- …and issues + Collaborate with challenge functions in Risk, Compliance and Internal Audit . Ensure transformation outcomes adhere to enterprise control policies, ... and execution of test cycles and release management + Drive internal productivity, standardization and process re-engineering, identifying opportunities to simplify… more
- Citigroup (New York, NY)
- …reviews with senior management, model validation, Citi's business and functional teams, internal /external audit , and regulatory agencies (eg, Fed, OCC, FDIC) + ... Partner with the model development team's more senior modelers to establish partnerships with Citi's business leaders such that the development, implementation, and use of developed forecasting models, ensures the appropriate design and use + Actively… more
- Citigroup (New York, NY)
- …reviews, quarterly annotated supplement, and quarterly investment reports + Support Audit requests and ensure process documentation are updated and centralized in ... management presentations including CFO / CEO and Corporate reviews + Advise internal clients on the implications of business trends, issues, operating environment… more
- Citigroup (Queens, NY)
- …of regulation related to Treasury LRRs. + Engaging with independent risk management and Internal Audit to provide information and answer any questions related to ... the implementation and monitoring of regulatory oversight processes. **Qualifications:** + 8+ years of relevant experience (experience in financial services industry highly preferred). + Understanding of one or more (preferred) Treasury regulations, including… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary As part of the NYU Internal Audit and Enterprise Risk Management department, the Staff Auditor will be part of the internal audit core ... CIA, CFE or CISA.Required Experience:1+ years experience with public accounting or internal audit experience or an equivalent combination. Prior experience in… more
- SitusAMC (New York, NY)
- …assigned to asset management personnel are completed timely and adhere to all internal control requirements, audit standards and client requirements. + Ensure ... non-compliant issues through verbal and written communication with both internal and external parties. + Perform QC on completed...and/or relevant experience, typically with 2+ years in an SVP level role or external equivalent + Proven experience… more
- Citigroup (New York, NY)
- …Program Office Leaders, Program Sponsors and Technology Leaders + Management engagement with Internal Audit + Ensure adhere to Citi Policies and Procedures + ... project tools (SharePoint, JIRA, SmartSheets, etc) by collaborating with internal IT teams who own respective tools This is...wide number of stakeholders, virtual and matrix teams at SVP (Senior Vice President) level. The ideal candidate will… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …develop processes/systems that assist Research Finance Support (RFS) and Accounting, Audit & Revenue Cycle (AA&RC) management to ensure University compliance with ... of the position, candidate's work experience, education/training, key skills, internal peer equity, as well as, market and organizational considerations… more