- Capital One (New York, NY)
- …ability to add value with their advice and to deliver high-impact results.As the Senior Manager, Technology Change Risk Oversight you will play a key role ... Senior Manager, Technology Change Risk OversightCapital One is...perform independent tests of our security and technology risk.Our business leaders must make technology decisions constantly. TRM makes… more
- Capital One (New York, NY)
- …the related risk management framework across Capital One by providing thought leadership, oversight , and coordination with lines of business and other risk ... team environment to deliver value-added risk management services to our Technology and Business partners. You will have a high level of exposure across lines of… more
- Capital One (New York, NY)
- …individual contributor role demands a proven track record of partnering with senior business and technology leaders to proactively identify and strategically ... oversight and feedback to Payment Network Line of Business (LOB) integration activities, including strategic initiatives, tooling, processes, and technical… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... + Product leadership + Serve as the primary liaison between business stakeholders and engineering, translating complex requirements into clear, prioritized product… more
- SMBC (New York, NY)
- …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, ... range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time… more
- Neuberger Berman (New York, NY)
- …address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control ... 15+ years of experience in financial services, with significant experience in business controls, risk management, audit, or compliance within Wealth Management,… more
- Vaco by Highspring (Port Chester, NY)
- …exceptional communication and leadership skills.This position reports directly to the Chief Compliance Officer (CCO) and involves oversight of compliance ... leadership and a proactive approach to risk management.Key Responsibilities:. Regulatory Oversight : Conduct periodic compliance reviews, monitoring, and testing… more
- Neuberger Berman (New York, NY)
- …of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... certificates, covenant reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending… more
- SMBC (New York, NY)
- …risks. Assess and respond to regulatory changes impacting the investment management business . Collaborate closely with legal and compliance colleagues across ... seasoned inhouse attorney to provide comprehensive legal coverage and oversight for its affiliated US investment adviser. This is...The position presents an opportunity to help build a business from the ground up, design and implement a… more
- Neuberger Berman (New York, NY)
- …team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial reporting oversight for ... equity funds across the Neuberger Berman platform, as well as providing oversight of fund administrators in recording and reconciling transactions within the… more
- Capco, a Wipro Company (New York, NY)
- …revenue growth, cost control, operational efficiency, and regulatory compliance within their marketing function: Marketing technology, artificial intelligence, ... by our leadership team to meet short- and long-term business goals. We're looking for a leader to help...management processes + Define marketing measurement strategies and provide oversight for the creation and implementation of dashboards and… more
- SMBC (New York, NY)
- …control office, helping to oversee effective governance, risk management, and compliance across the organization. + Program Management: Assist with managing multiple ... Develop and implement governance frameworks and processes to ensure effective oversight and management of control office activities. Prepare regular reports on… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... asset types) + Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk and Liquidity Committees + Solve… more
- SMBC (Jersey City, NJ)
- …(LoD) Risk Management Department Americas Division's (RMDAD) Operational Resilience and Business Continuity risk management for the Combined US Operations (CUSO) in ... Department is the 2nd LoD and has the role of monitoring and assessing business practices in relation to the non-financial risk framework of SMBC. RMDAD implements a… more
- SMBC (Jersey City, NJ)
- …and regulations applicable to these risk areas. The Head of FCC M&T will have oversight of a team of compliance professionals to support the execution of ... its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance...group companies throughout SMBC's Americas Division. + Provide direct oversight of assigned M&T staff and act as a… more
- NatWest Markets (Stamford, CT)
- …deliver operational processes, manage risks and problem solve. + Partner with global Oversight and regional second line Compliance teams to maintain effective ... processes related to Anti-Financial Crime, Client Account Management and Client Operations oversight . **What you'll do** + Team leader responsible for the delivery… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, ... risk management activities, leveraging the third-party's regulatory intelligence to strengthen compliance oversight of applicable laws, rules, and regulations,… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... may vary depending on availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides… more
- TD Bank (New York, NY)
- …may vary depending on availability and individual circumstances._ **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides ... role is part of the US Compliance Business Management Team which provides oversight and...and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant… more
- TD Bank (New York, NY)
- …Crime Risk Management **Job Description:** The Senior Manager, Financial Crime Risk Business Oversight oversees the team and leads 2nd-line oversight ... Introduction:** The Emerging Risk team, as part of the Business Oversight team provides horizontal support for...of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners to develop proactive… more
