- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo, and striving to be best-in-class. As a Surveillance Lead Vice President within the North America and Latin ... America Swaps Trade Surveillance team, you will play a...America Swaps Trade Surveillance team, you will play a pivotal role in...and skills** + Bachelor's Degree + 3+ years of Trade Surveillance or other compliance, regulatory, or… more
- TD Bank (New York, NY)
- …is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging… more
- Citigroup (Jersey City, NJ)
- …, employee trading, outside activities surveillance , and information barrier controls/ surveillance . This Vice President (VP) role sits within ... The ICRM Global Surveillance platform encompasses a number of Surveillance /Control related portfolios including trade surveillance , e-communications and… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Data Scientist Vice President within the Compliance, Conduct Operational Risk (CCOR) Data Analytics ... especially in Operational Risk Management, Anti-Money Laundering & Know Your Customer, Trade Surveillance model development JPMorganChase, one of the oldest… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- JPMorgan Chase (New York, NY)
- …provide compliance advice and guidance on regulatory topics + Review and disposition trade alerts escalated from Trade Surveillance and reporting/escalation ... to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the expert networks process, including chaperoning calls + Develop and provide instructor-led compliance training + Make… more