- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... the current compensation paid in their geography and the market for similar roles at the time of hire....portfolio of benefits to its employees. **Role Description** SMBC Capital Markets , Inc. (CM) is a derivatives… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... & Financial Analytics. + Experience with Data Governance & Reporting (FR Y-14A/Q/M). + Command of market ...15+ years of experience in financial risk management or regulatory reporting within a technology organization at… more
- SMBC (Charlotte, NC)
- …pipelines and a cloud-native data platform that powers real-time compliance analytics and regulatory reporting across global markets . Work collaboratively as ... include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... coordinate the delivery of complex technology initiatives across our Capital Markets domain. This role is pivotal...Markets , with strong understanding of trading, risk, and regulatory environments. + 3+ years of experience as a… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America,...knowledge of **financial products** , **risk management** , and ** regulatory reporting ** (eg, BCBS 239, RWA, CCAR,… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Experience in banking or the financial industry, preferably in regulatory reporting or credit analysis area. +… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- Insight Global (Fort Mill, SC)
- …https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements -5+ years of financial/ capital markets products experience in the investment ... and generate status reports for senior management -JIRA or SQL experience - regulatory reporting exposure -experience working with technology and the business… more
- Insight Global (Charlotte, NC)
- …Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements 5+ years of financial/ capital markets products experience in the investment ... banking industry, specifically data analytics experience. JIRA or SQL experience. Regulatory reporting exposure. Testing experience (system processes, etc.). more
- TD Bank (Charlotte, NC)
- … & Research team is a centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US & Canadian rules. ... point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital...+ Invests the Bank's surplus cash in appropriate money market instruments + Buys options to protect against adverse… more
- Truist (Charlotte, NC)
- …cloud provider (AWS, Azure, Google, Oracle) + Knowledge of and experience with the Capital Markets Regulatory Environment - (SEC, FINRA, CFTC, NFA, FED) ... tracking and reporting of budgets, headcount, and resource allocations across Capital Markets Technology teams. + Contribute to project governance routines… more
- PNC (Charlotte, NC)
- …Management, Law or a related field. * Minimum of 10 years of experience in capital markets , risk management, or regulatory oversight. * Strong understanding ... success. As a Capital and Transversal Risk Team Lead within PNC's Market Risk organization, you will be based in New York, NY, Pittsburgh, PA, Charlotte,… more
- Bank of America (Charlotte, NC)
- …+ Understanding of money laundering and sanctions risks in trading and capital markets , including risks arising from third-party intermediaries, client ... products. + Awareness of financial crime risks specific to markets activities, such as market abuse, insider...II, Dodd-Frank, FATF, and local AML/CTF requirements applicable to capital markets . + Conceptual understanding of surveillance… more
- Wells Fargo (Charlotte, NC)
- …role:** **Corporate & Investment Bank (CIB)** delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of ... ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding… more
- Wells Fargo (Charlotte, NC)
- **Corporate & Investment Bank (CIB)** delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of sales, ... ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding… more
- City National Bank (Charlotte, NC)
- *Portfolio Manager I - Middle Market * * Charlotte, NC. **In Office 4 Days a week** * WHAT IS THE OPPORTUNITY? The Portfolio Manager is part of the *Middle Market ... the origination of new credits. Primary responsibilities include: * *Serve middle market clients - typically privately held companies with annual revenues ranging… more
- Truist (Charlotte, NC)
- …the following job description:** Leads a team of Branch, ATM, and Office market planners and specialists responsible for translating strategy into action plans at ... the local market level for Truist's office and retail real estate...and BAU network management governance routines (lease renewal and capital expenditure processes). * Manage tracking and communication of… more
- USAA (Charlotte, NC)
- …ongoing financial strength. Communicates capital and liquidity analysis and reporting to governance committees, senior management, regulatory bodies and the ... contingency funding plans. + Independently assesses and communicates complex regulatory capital and liquidity rules. + Conducts...Capital Plans and Contingency Funding Plans and associated capital and liquidity metrics for reporting to… more
- Wells Fargo (Charlotte, NC)
- …the team handle the changing regulatory environment and the complexities on capital market products within the Internal Revenue Service ("IRS") Chapter 3, ... training, military experience, education. **Desired Qualifications:** + Experience within the Capital Markets Industry, and Tax Operations + Knowledge and… more
