- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance ... managing compliance programs related to risk assessment, exam management, monitoring , reporting, and training across multiple lines of business. The ideal… more
- KeyBank (Charlotte, NC)
- …of business, with a focus on deposit servicing functions. Additionally, the Compliance Manager will conduct compliance monitoring and testing to ensure ... Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF** The Compliance Manager will be a member of...supporting deposit products is also applicable for mitigation of compliance risk. + Conduct compliance monitoring… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and ... support for central elements of the US Compliance Monitoring and Testing Program, including:** +...depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the… more
- Bank of America (Charlotte, NC)
- …banking, capital markets, and research functions. + Familiarity with surveillance and compliance monitoring systems. **Skills:** + Advisory + Monitoring , ... Compliance & Operational Risk Manager -...key role in assisting lines of business in implementing, monitoring , testing, and enforcing the Enterprise Information Wall Policy.… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Enterprise Monitoring & Testing Program New York, New York;Dallas, Texas; Charlotte, North Carolina; Atlanta, Georgia **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Financial-Crimes- Manager Enterprise- Monitoring Testing-Program\_25020659) **Job Description:** At Bank… more
- City National Bank (Charlotte, NC)
- …experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public ... *AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS...account opening, and customer communication. Leads and executes continuous monitoring activities to assess consumer compliance risks… more
- Lowe's (Mooresville, NC)
- **Your Impact** The primary purpose of the Senior Manager , Regulatory Affairs and Marketplace Compliance is to lead the development and operationalization of our ... implementing, and overseeing policies, processes, and controls that ensure compliance with regulatory requirements, internal policies, and industry best practices.… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...interpret against policies, guidelines or processes + Oversees a monitoring and testing program to ensure effective compliance… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring , analyzing, and escalating matters of regulatory or legal ... developed and implemented within statutory timeframes utilizing sound and current compliance industry standards and practices. Responsible for the review and… more
- Xylem (Charlotte, NC)
- …through innovative and sustainable solutions. **Key Responsibilities - Customs Strategy Senior Manager , Trade Compliance ** + **Customs & Trade Strategy** Develop ... and execute global customs and trade compliance strategies aligned with corporate goals, regulatory requirements, and duty optimization opportunities. + **Regulatory… more
- Coinbase (Charlotte, NC)
- …Experience building compliance systems * Exposure to financial crimes compliance systems (transaction monitoring systems, enhanced due diligence, screening ... and alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory… more
- Coinbase (Charlotte, NC)
- …and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective ... compliance programs to meet Coinbase's regulatory obligations across the...and Clearing Firm to ensure deployment of a robust monitoring program. * Work with the principals to design… more
- Truist (Charlotte, NC)
- … monitoring best practices. Strong knowledge of regulatory and compliance requirements related to operational resilience, incident management, and monitoring ... **Please review the following job description:** The Head of Observability and Monitoring will lead the strategy, architecture, and implementation of observability, … more
- TD Bank (Charlotte, NC)
- …and programs, including Compliance Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing, Program ... and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a… more
- City National Bank (Charlotte, NC)
- …procedures, and training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with ... of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to...other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and maintain… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Analyst - Year Up Charlotte, North Carolina;Washington, District of Columbia; New York, New York **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance -and-Operational-Risk-Analyst Year-Up\_25044080) **Job Description:** At Bank of America, we… more
- City National Bank (Charlotte, NC)
- …- Mortgage is responsible for managing and maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area ... affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM) or Certified Mortgage Compliance Professional (CMCP) Preferred.… more
- Truist (Charlotte, NC)
- …the following job description:** As a Cybersecurity Engineer focused on Database Monitoring , you will be responsible for configuring and implementing robust database ... monitoring solutions to protect sensitive data across our organization....financial services. + Strong understanding of relevant regulations and compliance frameworks (eg, NIST, FIPS, ISO/IEC, PCI DSS). +… more
- Bank of America (Charlotte, NC)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial-Regulatory-Reporting--GM-NFRR--Operational- Monitoring \_25044238) **Job Description:** At Bank of America, we are… more