- TD Bank (New York, NY)
- …and handling disciplinary actions, as required + Supports the development of a high-performance business oversight team as a member of the Leadership team + ... **Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime Risk Oversight oversees the team and leads… more
- US Bank (New York, NY)
- …from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager is a senior level management position that is responsible for coordination ... and oversight of audit activities related to the fiduciary products...USB owns a majority (controlling) interest. The Senior Audit Manager is responsible for providing strategic direction, leadership, and… more
- American Express (New York, NY)
- …transformation with increased enterprise focus and momentum, fueling program growth. The Sr. Manager , Amex Offers Oversight & Excellence, will be responsible for ... leadership team and key partners. + Own all AOBI compliance and AEMP policy initiatives, including the development and...of Process Risk Self Assessments (PRSAs) to ensure ongoing business relevance, as well as the execution of ongoing… more
- NJ Transit (Newark, NJ)
- Manager , Contract Oversight Maintenance of Way Light Rail & Contract Services Job Description: Move forward with us! At NJ TRANSIT, you will join us in ... with the Contractor with the review of plans to ensure the compliance with NJ Transit Engineering Standards, the proper issuance of permits, establishment… more
- NJ Transit (Newark, NJ)
- Manager , Contract Oversight Maintenance of Equipment Light Rail & Contract Services Job Description: Move forward with us! At NJ TRANSIT, you will join us in ... with the Contractor with the review of plans to ensure the compliance with NJ Transit Engineering Standards, the proper issuance of permits, establishment… more
- City National Bank (New York, NY)
- ** MANAGER INVESTMENT OVERSIGHT ** **WHAT IS THE OPPORTUNITY?** The Risk SVP will serve as the head of the Investment Risk function for City National Bank. The ... of CNB. This position is also responsible for 2LOD oversight and monitoring of CNB's 1LOD obligations, and will...well as any functions that are housed in centralized compliance functions within the Bank or affiliates.Responsible for all… more
- Morgan Stanley (New York, NY)
- …(M/F/Disability/Vet) **Job:** **Other* **Title:** *Vice President US Banks First Line Business Risk Regulatory & Audit Oversight * **Location:** *New York-New ... is a global financial services firm that conducts its business through three principal business segments: Institutional...will be responsible for supporting the Regulatory and Audit Oversight Group and be based in New York, NY… more
- TD Bank (New York, NY)
- …supports the AML compliance framework by providing guidance to, and oversight of, the Business ' implementation of current Anti-Money Laundering and ... **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects… more
- TD Bank (New City, NY)
- …The AML Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- City of New York (New York, NY)
- …Description OPEN TO CANDIDATES WHO ARE PERMANENT IN THE HEALTH SERVICES MANAGER CIVIL SERVICE TITLE AND OTHER COMPARABLE CIVIL SERVICE TITLES INCLUDING, ... ADMINISTRATIVE STAFF ANALYST, ADMINISTRATIVE MANAGER (ONLY DOHMH CANDIDATES OR DOHMH CANDIDATES WHO ARE...and Mental Hygiene is charged with the creation and oversight of programs, policies, services, and environments that support… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Business Banking, Commercial Banking and Enterprise Credit - Commercial Charlotte, North Carolina;New York, New York ... job is responsible for executing second line of defense compliance and operational risk oversight for a...employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Technology Data Management New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... job is responsible for executing second line of defense compliance and operational risk oversight for a...* Executes risk governance and management routines * Ensures compliance and operational risks are considered in business… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... **Volcker EAC** * The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is...to policies + Engages in activities to provide independent compliance and operational risk oversight of Front… more
- CIBC (New York, NY)
- …learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Compliance Examination Manager for Capital Markets/Broker-Dealer/Swap ... Head of US Compliance Examination Program, the Compliance Examination Manager is accountable for execution...+ Solid knowledge and understanding of our lines of business , products and operations to effectively provide oversight… more
- American Express (New York, NY)
- …Line of Business Compliance Team (LOBCO) and will provide second line oversight to the GCS Business to Business Payments Automation, APIs product and ... other digital payment's offerings. Responsibilities include providing regulatory guidance and oversight of the business on initiatives and product workstreams,… more
- US Bank (New York, NY)
- …compliance business partners and key stakeholders The Senior Audit Manager also has strong knowledge of Compliance Management Systems. Global Corporate ... Job Description The Corporate Audit Services (CAS) Senior Audit Manager - International Compliance is a senior...and credible challenge to support the development of effective business line control environments subject to compliance … more
- Panasonic North America (Newark, NJ)
- Manager , Compliance Training & Awareness REQ: REQ-144978 Legal Panasonic Corporate + Newark,NJ,United States + Peachtree City,GA,United States + Irvine,CA,United ... + Bothell,WA,United States + De Soto,KS,United States + Sparks,NV,United States Panasonic Compliance Training and Awareness Manager Every moment of every day,… more
- Bank of America (New York, NY)
- Compliance & Op Risk Manager New York,...job is responsible for executing second line of defense compliance and operational risk oversight for a Front ... inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function… more
- Stryker (Mahwah, NJ)
- …The Senior Compliance Manager is responsible for deploying the Compliance program strategy within their Business Unit/Division or Country to enable ... regulations and expectations. **What you will do:** The Senior Compliance Manager is a senior member of...is responsible for partnering with Senior Leadership within the Business Unit/Division or Country and their respective Compliance… more
- NJ Transit (Newark, NJ)
- Manager , Compliance Operation Civil Rights & Diversity Job Description: Move forward with us! At NJ TRANSIT, you'll join us in transforming the third-largest ... Development (OBD), assigns, supervises and performs (as needed) the compliance operations aspects for all historically-underrepresented business concerns… more