- Citigroup (New York, NY)
- …which complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer ... matters relevant to Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- US Bank (New York, NY)
- …audit activities related to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This role supports the ... Audit Director for Wealth Management and Investment Services, the Senior...services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of… more
- US Bank (New York, NY)
- …position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team. This role supports the ... services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of...partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker… more
- Citigroup (New York, NY)
- …Partner with ICRM, ERM and Independent Risk to drive consistency in risk management of lending exposure across Wealth business. + Leads management ... Head of Lending business reports to the Head of Wealth Management and leads a global team...levels, driving the development and optimization of first-line business-led risk management processes and procedures. + Monitor… more
- Morgan Stanley (New York, NY)
- …Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business lines, Legal/ Risk /Compliance, and senior Firm ... providing a wide range of investment banking, securities, investment management and wealth management services....to create polished PowerPoint presentations for various levels of management * Independent self-starter who can manage… more
- Wells Fargo (New York, NY)
- …multi-faceted situations of global market dynamics, trends, and regulatory impact + Oversee risk management to meet deliverables and drive new initiatives + ... Advisor tools to enable growth across WIM's full-service and independent advisor channels. The team drives close collaboration across...experience in financial services including but not limited to wealth management , asset management and… more
- CIBC (New York, NY)
- …of CIBC's core purpose: to make our clients' ambitions a reality, Risk Management is accountable for the independent oversight of risk management ... to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance...member of various PWM governance committees (eg, Trust Committee, Management Risk Committee, and Operating Committee). **How… more
- Citigroup (New York, NY)
- …objective of this role is to drive the execution of regulatory engagements across Independent Risk Management , to ensure the organization is responsive, ... OCC and FRB in addition to a background in risk management practices across liquidity, interest rate...The Risk Regulatory Engagement team ensures the Independent Risk organization maintains a strong and… more
- Deloitte (New York, NY)
- Financial Services Risk Management Senior Consultant Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which ... or structural change management , technology and process transformations, or risk management services. The industry knowledge and experience which candidates… more
- Deloitte (New York, NY)
- Financial Services Risk Management Consultant As a Consultant within our dynamic team, you will gain experience in a variety of enriching projects that include ... strategies, product offerings, operating models, structural changes, technological transformations, and risk management services. Your industry knowledge will be… more
- JPMorgan Chase (New York, NY)
- …guidance and clear direction on key principles, and proactively managing risks. The Chief Risk Officer of Asset Wealth Management (AWM CRO) reports directly ... as well as the Asset and Wealth Management Operating Committee. The AM Risk team,...businesses within Alternatives + Collaborate with investment, in-business and independent risk teams to develop and maintain… more
- Citigroup (New York, NY)
- … Group (PMG) is an independent function in the 2nd Line of Defense Risk organization that seeks to apply portfolio management techniques on a macro basis, ... and creating & delivering presentations to senior management + Conduct independent working sessions with business and risk stakeholders on PMG governed… more
- Scotiabank (New York, NY)
- Director, US Trade Floor Risk Management **Requisition ID:** 200548 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range shown is a ... provides a full range of investment banking, credit and risk management products and services relevant to...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and… more
- JPMorgan Chase (New York, NY)
- …markets and present conclusions to senior management . **Job Responsibilities** + Provide independent risk challenge and oversight on Treasury with a focus on ... As part of Risk Management and Compliance, you are...As part of Risk Management and Compliance, you are at the center...lines of business (Consumer and Community Bank, Asset & Wealth Management and Commercial & Investment Bank)… more
- Neuberger Berman (New York, NY)
- …the following Operational Risk and resilience processes across the firm: + Third Party Risk Management + IT and Cyber Risk Management + Counterparty ... Neuberger Berman is an independent , employee-owned, global asset management firm,...requires the ability to challenge and coordinate front-to-back business management , as well as collaboration with risk … more
- Motion Recruitment Partners (New York, NY)
- … Wealth Management Credit Risk Management + Consumer or Wealth Management Risk Analytics & Reporting + Experience in model development is ... testing principles and methodologies (inc. TWD). + Experience in Risk Management , Internal Audit. + Knowledge and...of IA validation and regulatory review. + Provide an independent initial assessment and challenge on the remediation and… more
- Citigroup (New York, NY)
- …in partnership with USPB Organizational Units, Enterprise Framework & Policy Group and Independent Risk Management + Facilitate development and monitoring of ... and Balance Sheet Management . This group is responsible for executing Enterprise Risk Management (ERM) programs including, but not limited to, Risk … more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... screener and new initiatives + Work closely with Enterprise Risk Management to ensure efficient review of...Follow-up with Control & Support Functions on completion of independent risk assessments + Prepare NIA materials… more
- Deloitte (New York, NY)
- …or structural change management , technology and process transformations, or risk management services. The industry knowledge and experience which candidates ... broad spectrum of services to address the operational, technological, regulatory, and risk management challenges faced by financial services clients across… more
- Deloitte (New York, NY)
- …or structural change management , technology and process transformations, or risk management services. The industry knowledge and experience which candidates ... broad spectrum of services to address the operational, technological, regulatory, and risk management challenges faced by financial services clients across… more