- USAA (Phoenix, AZ)
- …and PowerPoint. **What sets you apart:** + Experience conducting compliance and operational risk testing , quality control, quality assurance or audit + ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experienced knowledge… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary:** Reporting to the Controls Testing Leader in the Corporate Center Risk & Controls Office, this ... can produce high quality work product to demonstrate how testing was executed and linked back from the evidence...manner. **Main Responsibilities:** * Execution of test plans in compliance with applicable policies and guidance within the BURCO… more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- Wells Fargo (Chandler, AZ)
- …appropriate to senior management. + Interface with Operational Business Risk Oversight, Business Aligned Compliance Officer, Evidence Base Control ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- American Express (Phoenix, AZ)
- …+ Enhance the control environment at American Express through close partnership with Operational Risk Governance Group, Compliance , Issue Management and ... professional development. Find your place in technology on #TeamAmex. Risk Reduction Managers know operational risk...priority for our business, our partners, and customers. As operational risks increase and compliance is rigorously… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... with the risk management framework + Ensure effective and appropriate testing , validation, and documentation of review activities for risk programs, risks… more
- Wells Fargo (Tempe, AZ)
- …& Goals. + Advanced Degree preferred (Masters, MBA, or JD). + Experience in Audit, Compliance , Risk and Testing . **Posting Locations:** + 401 S. Tryon Street ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- First International Bank and Trust (Phoenix, AZ)
- …to appropriate governance and oversight of payments and banking as a service risk , including compliance , enterprise risk , AML/BSA, and information security, ... leadership team, which meets regularly to discuss financial and operational performance, staffing, compliance , and overall governance....all risk assessments related to payments-related enterprise risk and compliance . + Owner of a… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- PNC (Phoenix, AZ)
- …Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...includes consultation on the executable program components. Preferred qualifications; Risk and Control Self Assessments (RCSA) Design testing… more
- MUFG (Tempe, AZ)
- …network assessments, network security, application and database security assessments, encryption, risk analysis, and compliance testing required * ... and deliverables * Support regulatory exams and engagements * Support audit, risk management, and compliance assessments and engagements * Document and… more
- Clearway Energy (Scottsdale, AZ)
- …that can be executed by the Front Office. + Report credit exposures, positions, risk assessments, operational risk issues, and performance in a timely ... generation assets. This position is responsible for counterparty credit risk management and compliance with risk...Risk ; c) scenario/sensitivity analysis; d) outcomes of stress testing . + Oversee the creation and ongoing management of… more
- Pacific Northwest National Laboratory (Phoenix, AZ)
- …zones, to storm prediction. Our research focuses on understanding and mitigating operational risks at the interface of human and natural environments. This includes ... sensing and data analytics to forecast complex system behaviors and operational performance to understand human-natural systems. This includes informed decision… more
- Wells Fargo (Phoenix, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... to reduce manual error and to gain efficiencies in testing cycles. **In this role, you will:** + Participate...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Experience ... of advanced quality assurance programs across actuarial, financial, and banking model risk , ensuring rigorous testing , and adherence to internal audit standards.… more
- Edward Jones (Tempe, AZ)
- …(business or Information Systems/Technology preferred) * 2+ years internal audit, risk management, compliance , or internal control experience with comprehensive ... experience and financial resources possible. **What You'll Do:** The Senior Digital Risk Manager will assist the division in identifying, assessing, mitigating, and… more
- American Express (Phoenix, AZ)
- …including but not limited to: Internal Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Excellence, Financial Crimes ... for this commercial product set. Areas of responsibility will include assessment of compliance risk associated with new products and features, review of… more
- Burns & McDonnell (Phoenix, AZ)
- …secure their operational technology and assets. The Director of Security Compliance within the Industrial Cybersecurity Consulting group will lead the group of ... industry, and the need to ground big ideas in operational realities. We have a group specifically focused on...cybersecurity, with at least 5 years specifically in Governance, Risk and Compliance is preferred. + 5… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + ... on planning and scoping, business understanding/walkthroughs, and review of risk assessment and testing and demonstrates critical...+ Experience testing Second Line of Defense Compliance and Compliance Testing functions,… more