- Raymond James Financial, Inc. (New York, NY)
- …include, but may not be limited to: + **Advisory & Support:** Provide hands-on compliance guidance to Fixed Income Sales & Trading teams. Collaborate closely ... Duties and Responsibilities** As a core member of the Compliance team, you will serve as a subject matter...Middle Office teams. + **Program Oversight:** Manage and enhance compliance processes, policies, and procedures to ensure adherence to… more
- JPMorgan Chase (New York, NY)
- …insights, guidance, and communication regarding their achievements and challenges. As a Senior Associate within the Global Fixed Income, Currency and Commodities ... initiatives, and platforms, aligning with Finance, Technology, Operations, Legal, and Compliance teams. + Identify, escalate, and mitigate business risks (legal,… more
- Insight Global (New York, NY)
- Job Description The Senior Billing Manager manages the billing function and workflows in support of the firm's Corporate Department and strategically implements ... for completion of all billing activities by monthly close. -Ensure compliance , accuracy, and maintenance of matter billing schedules (monthly, milestone, end… more
- BlackRock (New York, NY)
- …for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and multi-asset. We deliver world-class service to ... architecture & requirements: lean on various SMEs to connect investment, trading, compliance , and operations workflows to product and technical epics; define feature… more
- Bank of America (New York, NY)
- GFX Sr . Business Financial Control Product Associate (CFO) New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/GFX- Sr -Business-Financial-Control-Product-Associate--CFO-\_25041091-2) **Job Description:** At Bank of America, we are… more
- Neuberger Berman (New York, NY)
- …Account (SMA) Product Manager to support the firm's taxable and tax-exempt fixed income SMA products. This function acts as the "hub" for informing and ... analytical support for client needs. The individual also acts as a business manager for their strategies, liaising with legal, compliance , marketing and other… more
- Cengage Group (New York, NY)
- **Associate Portfolio Manager (APM) - Key Markets** **We believe in the power and joy of learning** At Cengage Group, our employees have a direct impact in helping ... . **What You'll Do Here** As an Associate Portfolio Manager (APM) on the Key Markets Team, you will...Advanced Career Training (ACT) catalogs. This includes supporting two Sr . Product Managers in being responsible for course portfolios… more
- TD Bank (New York, NY)
- …not limited to Fixed Income, Structured Products, ETF, Equity, and Options. The Senior Product Manager will oversee and be responsible for the risk and ... quality management of TD's transactional platform(s) and solutions. The Senior Product Manager , US Wealth oversees the end-to-end management of assigned… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more
- HSBC (New York, NY)
- Senior Marketing Manager - Business and...Work style: Office Worker Date: 10 Nov 2025 In compliance with applicable laws, HSBC is committed to employing ... to our clients and drive business outcomes. As our Senior Marketing Manager - Business and Brand...Ensure all events comply with relevant governance, risk, and compliance standards + Skilled in developing toolkits and frameworks… more
- HSBC (New York, NY)
- Wealth and Premier Banking - Senior Equity Portfolio Manager Brand: HSBC Area of Interest: Investment Banking, Markets, and Research Location: New York, NY, US, ... our communities, and the planet we all share. The Senior Equity Portfolio Manager is responsible for...issues and reputation risks + Leadership on regulatory and compliance matters The final fixed pay offer… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Surveillance Engineering Manager to lead the modernization of trade surveillance platforms across asset classes ... including equities, fixed income, FX, and derivatives. This role blends strategic...deliver scalable, regulator-ready solutions that support Market Conduct and Compliance functions. **In this role, you will:** + Manage,… more
- HSBC (New York, NY)
- Senior Sales Manager Brand: HSBC Area...Work style: Hybrid Worker Date: 15 Nov 2025 In compliance with applicable laws, HSBC is committed to employing ... by the industry's most prominent publications as the best global cash manager for corporates and financial institutions in consecutive years. For our largest… more
- Neuberger Berman (New York, NY)
- …Investment Technology team is seeking a technically strong, self-directed Technical Product Manager to build and scale products that serve portfolio managers and ... generation, research management, PM workflows, portfolio construction, performance/attribution, risk, compliance ) and how data flows across them. + Experience with… more
- TD Bank (New York, NY)
- …+ Build and maintain business intelligence dashboards. + Communicate effectively with senior compliance stakeholders to share findings and methodologies. + ... monitoring and oversight activities, reporting on the state of compliance to the Board, UDP and senior ...+ Knowledge of financial products, including Equities, Options, Commodities, Fixed Income, and FX. **General Job Description** The VP… more
- Neuberger Berman (New York, NY)
- The Associate/ Senior Associate role will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the firm's ... Equity, Fixed Income, Alternatives, and Multi-Asset Class strategies. This role...+ Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk Committee +… more
- MTA (Long Island City, NY)
- …Routinely inspects fixed equipment sites in the MTA Police Service area for compliance with MTA Police requirements. + Provides senior level support in the ... MTAPD Senior Communications Specialist (Radio Communications Engineer) Job ID:...Specialist SALARY RANGE: $ 87,045.00 DEPT/DIV: MTA Police SUPERVISOR: Manager of Public Safety Communications Systems LOCATION: 33-01 Northern… more
- Neuberger Berman (New York, NY)
- …looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration information to ensure ... compliance with US regulatory requirements. This role involves supporting...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- Mastercard (Harrison, NY)
- …Corporate Treasury. This position will be based in Purchase, NY. Reporting to the Manager , Cash Investments, this Senior Analyst role will be responsible for ... businesses and governments realize their greatest potential._ **Title and Summary** Senior Analyst, Corporate Treasury Overview The Corporate Treasury team performs… more
- Scotiabank (New York, NY)
- Senior Analyst, Credit Risk - Corporates - US Risk Management **Requisition ID:** 237849 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious &… more