- JPMorgan Chase (New York, NY)
- …serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple internal ... continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will provide essential guidance and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Driving projects improving and maintaining tools supporting the electronic trading control framework + Assist in the… more
- JPMorgan Chase (New York, NY)
- …drive product evolution and client product usage. + Maintain a working knowledge of equities trading , market structure, and the equities market regulatory ... team, which is the client-facing organization for all automated trading capabilities in Cash Equities . This team...clients through execution consultation, systematic market access and the US market landscape. In joining the team, you will… more
- Wells Fargo (New York, NY)
- …Join us ! **About this role:** Wells Fargo is seeking a **Lead Control Management Officer** within Equities Trade Surveillance. The Corporate & Investment ... with Business Heads, Desk Heads, Compliance, Chief Operating Office(COO) and CIB Control for Equities + Represent Trade Surveillance on various governance… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...their current activities. + Maintain and Oversee the Firm's Equity Trading activities + Assist the business… more
- Principal Financial Group (New York, NY)
- …authorization or permanent work authorization) now or in the future to work in the United States . This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, ... authorization needs please use the following links. **Nonimmigrant Workers (https://www.uscis.gov/working-in-the- united - states /temporary-nonimmigrant-workers) and Green Card for Employment-Based Immigrants… more
- Bank of America (New York, NY)
- …and/or CFA, preferred + Series 7 and 66 (or equivalents) required **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and its ... the lifecycle of a trade idea from generation through execution + Liaising with trading , structing, sales, control partners, and other stakeholders + Price cross… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40... to provide critical infrastructure services that support and/or control the trading , investment, and corporate banking… more
- Citigroup (New York, NY)
- … control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge ... Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $95,264 - $155,376 USD TD is committed to providing fair and ... used for TD. The position reports to Senior Manager, Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $122,304 - $199,680 USD TD is committed to providing fair ... to validate Financial Crime Risk Management (FCRM) models for Trading Surveillance and Insider Risk Management + Work with...over 27 million households and businesses in Canada, the United States and around the world. More… more
- JPMorgan Chase (New York, NY)
- The Global Commodities business is part of the Markets Trading organization within the Commercial & Investment Bank. This business unit offers risk management ... strategy and priorities, managing business risks, addressing regulatory and control initiatives, optimizing business performance, and coordinating other business… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...improve work flow efficiencies + Reads and understands the Trading Supervision Standard + Demonstrates governance, control … more
- Mizuho Corporate Bank (New York, NY)
- …Loans, Workflow Management + Credit Facilities backed by Multi-Asset Portfolios + Basis Trading ( Equities , Crypto, etc.) This role demands a visionary leader ... Qualifications: + Experience: 10+ years in financial technology with direct experience in Equity Financing across Swap , D1 Trading , Margin Loan, Real Time… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 USD TD is… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...data engineering, analytics, and front-office decision-making. You'll work with Equities Sales, Trading , Research, senior management, and… more
- Tradeweb (New York, NY)
- **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities , and money markets. As financial markets become ... increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than...US GAAP technical accounting knowledge, including debt and equity investments (ASC 320 and 321), equity … more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Debt Research a plus. + Knowledge of derivatives and equity derivative sales and trading markets a… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...communications surveillance tools (eg, Behavox). + Deep understanding of trading in equities , fixed income, FX, and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...**Customer Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other… more