- TD Bank (Greenville, SC)
- …for contact with management regarding audit scope, status, and findings + Works at direction of IT Audit Manager or Senior Audit Manager + May ... technology + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...+ Undergraduate degree required + 5+ years of related IT /Technology Audit experience required **Customer Accountabilities:** +… more
- TD Bank (Greenville, SC)
- …the corner and help keep our daily operations running smoothly for our customers. As an Audit Manager II on the Change Delivery Audit team, you would be ... more specific details for this role. **Line of Business:** Audit **Job Description:** Our team of trusted audit...in planning and leading audits that cover Project delivery, IT General Controls, IT Application Controls, Systems… more
- TD Bank (Greenville, SC)
- …judgment regarding responsiveness and appropriateness.** **In this position, the** **Compliance Audit and Exam Manager will manage ongoing supervision processes ... guidance in support of the Compliance regulatory** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder communication,… more
- PwC IT Services Co. (Spartanburg, SC)
- …Applicable **Specialism** IFS - Internal Firm Services - Other **Management Level** Manager **Job Description & Summary** At PwC, our people in cybersecurity focus ... technical standards (eg refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence...independence requirements. This position will be part of PwC IT Services (US) LLC, a member of the PwC… more
- TD Bank (Greenville, SC)
- …are complying with established policies, standards and procedures. The Senior Manager , Compliance Quality Assurance will supervise and/or execute these reviews. This ... availability and individual circumstances._ **Job Description Summary:** The Senior Manager , Compliance Testing oversees and develops team(s) of specialists and/or… more
- TD Bank (Greenville, SC)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance… more
- TD Bank (Greenville, SC)
- …with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews and/or perform peer reviews. This ... and individual circumstances_ **Job Description Summary:** The Compliance Testing Manager is responsible for planning and overseeing independent Compliance testing… more
- TD Bank (Greenville, SC)
- …dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various US Corporate Functions and provides ... and challenge related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the team by… more
- TD Bank (Greenville, SC)
- …+ Provides or reviews/approves responses to regulatory agencies and Internal Audit . + Interacts directly and independently with auditors and regulatory agencies ... to promptly escalate instances of non-compliance. + Works independently as the senior manager /subject matter expert and may coach and educate others. as well as lead… more
- Marriott (Greenville, SC)
- …requirements. **Assisting in Managing Profitability** * Assists in performing required annual Quality audit with GM & RD. * Ensures a viable key control program is ... in place. * Understands financial statements, sales and activity reports, and other performance data. **Conducting Human Resources Activities** * Interviews and assists in making hiring decisions. * Receives hiring recommendations from team supervisors. *… more
- TD Bank (Greenville, SC)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... create trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products and… more
- TD Bank (Greenville, SC)
- …skills** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products and services, ... management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, audits and/or… more
- TD Bank (Greenville, SC)
- …+ 5+ years of experience **Desired Qualifications:** + **Prior testing, audit or business operations experience in areas involving regulatory compliance.** + ... **Prior experience with execution of testing or audit activities, specifically with regards to findings and issues...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Greenville, SC)
- …CIA, CFE, CRCM or equivalent a plus + 4+ years of internal audit , testing and/or quality assurance experience + Knowledge of financial institution laws/regulations, ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- TD Bank (Greenville, SC)
- …assisting in response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the HMDA LAR, business specific inquiries and ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more