- TD Bank (Greenville, SC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for providing specialized in-depth ... has an overall responsibility for the completion of the audit + Evaluates internal and external risks for assigned...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Greenville, SC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of ... area of significant risk, complexity or scope + People Manager role that generally manages a team greater than...trends, identifying issues and opportunities and recommending action to senior management + Acts as a strategic audit… more
- TD Bank (Greenville, SC)
- …management regarding audit scope, status, and findings + Works at direction of Senior Audit Manager + May perform testing procedures for more critical ... **Line of Business:** Audit **Job Description:** The Audit Manager I - US Non- Financial...discipline + Works independently but receives assistance/coaching from the Senior Audit Manager + May… more
- TD Bank (Greenville, SC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II is a senior -level leader within the Internal ... budgets, and project plans. The main function of the Audit Manager II - US Non- Financial...+ Ability to contribute to strategic direction of the audit function and provide advice to senior … more
- TD Bank (Greenville, SC)
- …status, and findings + Works at direction of IT Audit Manager or Senior Audit Manager + May perform testing procedures for more critical areas of ... technology + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Greenville, SC)
- …stakeholders, and is the primary liaison with these stakeholders. + Advise and challenge Senior Management on Internal Audit responses. + Balance the needs of US ... + 7 years related experience required, preferably in Risk Management, Regulatory, or Audit in the financial services industry + Ability to manage routine… more
- TD Bank (Greenville, SC)
- …judgment regarding responsiveness and appropriateness.** **In this position, the** **Compliance Audit and Exam Manager will manage ongoing supervision processes ... guidance in support of the Compliance regulatory** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder communication,… more
- TD Bank (Greenville, SC)
- …functions are complying with established policies, standards and procedures. The Senior Manager , Compliance Quality Assurance will supervise and/or execute ... depending on availability and individual circumstances._ **Job Description Summary:** The Senior Manager , Compliance Testing oversees and develops team(s) of… more
- TD Bank (Greenville, SC)
- …and handle confidential information with discretion. Generally, reports to an Audit Group Manager or Senior Audit Group Manager role. MUST HAVE: ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor is...operational effectiveness testing. - Test of internal controls over Financial Reporting - Managing stakeholders- Requesting Audit … more
- TD Bank (Greenville, SC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor - US Non- Financial Risk Management (NFRM) plays a critical role ... documenting, and testing the design and operating effectiveness of internal controls under manager guidance. The Senior Auditor is responsible for execution of… more
- TD Bank (Greenville, SC)
- …details for this role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis and support for ... key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep...with various stakeholders and team members as required. The Financial Controls team is a newly established function within… more
- TD Bank (Greenville, SC)
- …and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing communication, provide… more
- TD Bank (Greenville, SC)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers, and Investment Advisors who are part of… more
- TD Bank (Greenville, SC)
- …compliance with applicable laws, rules, and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst ... to compliance with applicable laws, rules, and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing… more
- TD Bank (Greenville, SC)
- … Senior Management **Preferred Qualification:** + Python experience + Financial services or banking industry experience + Risk Management regulatory requirement ... management behaviors that align with TD's policies and practices. The Risk Manager I will lead or participate in the identification, development, and implementation… more
- TD Bank (Greenville, SC)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance… more
- TD Bank (Greenville, SC)
- …and to promptly escalate instances of non-compliance. + Works independently as the senior manager /subject matter expert and may coach and educate others. as ... role which is outlined in the general description below. **Job Summary** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a… more
- TD Bank (Greenville, SC)
- …dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various US Corporate Functions and provides ... and challenge related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the team by… more
- PwC IT Services Co. (Spartanburg, SC)
- …Applicable **Specialism** IFS - Internal Firm Services - Other **Management Level** Manager **Job Description & Summary** At PwC, our people in cybersecurity focus ... technical standards (eg refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence...a context of overall risk to the enterprise to senior leadership; Contributing to the development of a teams… more
- TD Bank (Greenville, SC)
- …Loan Application Register (LAR) data prior to annual filing to the Consumer Financial Protection Bureau (CFPB). You will leverage your HMDA background to produce ... of findings identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you will provide HMDA… more