- JPMorgan Chase (New York, NY)
- …you will manage key products under CCOR's Global Compliance Trade and Electronic Communications Surveillance Program. Your role will necessitate a ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...needs. + Provide subject matter expertise on trade and electronic communications surveillance products to… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... inspecting and appropriately delegating team work. **Skills:** + Advisory + Monitoring, Surveillance , and Testing + Regulatory Compliance + Reporting + Risk… more
- BMO Financial Group (New York, NY)
- …businesses, across two US broker-dealers. The role will include accountability for compliance advisory services, design and execution of surveillance activities, ... + May require experience at regulatory body for one or more compliance area(s). + Strong communication , critical thinking, relationship management and… more
- Tradeweb (New York, NY)
- …of the compliance program such as, Personal Account Dealings, Training, Surveillance and monthly reporting to senior management. Depending on any subject matter ... electronic trading. Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer. https://www.dol.gov/ofccp/regs/ compliance… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... Principal Administrative Associate- Level I to serve as a Compliance Specialist. Duties will include but not be limited...handle ID issues or distribution of IDs. - Reviews Electronic Rap Sheets for convictions and cross references collected… more
- Randstad US (New York, NY)
- …Responsibilities + Develop analysis and requirements to support delivery objectives for electronic communications (eg, emails, chat messages) to detect potential ... breaches, insider trading, and market manipulation. + Develop and maintain surveillance systems to ensure comprehensive coverage of communication channels and… more
- TD Bank (New York, NY)
- …reporting reviews for assigned businesses + Monitors Day-to-day front office electronic communications (including corporate e-mail, instant messages, Firm ... for venue relationship management, venue rulebook management process, venue limits compliance process, support for surveillance metrics capture and completeness… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... the other BOI units, coordinating with the Executive Director, administration, the surveillance and school compliance units, the Citywide Immunization Registry… more
- S&P Global (New York, NY)
- …and structural analytics, and client-facing activities for new issue ratings and surveillance of Esoteric ABS transactions. **The Impact:** This role blends research ... + Complete the end-to-end ratings process for new issue and surveillance transactions. + Perform cash flow analysis, synthesize results, and present… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... - Managing the applicant screening process, including vetting resumes for compliance with the minimum qualification requirements established for existing civil… more
- Walgreens (New York, NY)
- …loss prevention programs and systems. Learns to maintain and react to the electronic surveillance system and ensures price accuracy, using reports and in-store ... and management, seeking best practices. + Learns and actively implements compliance standard operational procedures (SOPs) across front-end and pharmacy. Gains… more
- S&P Global (New York, NY)
- …structural analytics, and client-facing activities for new issue ratings and surveillance of Structured Finance transactions. **The Impact:** This role blends ... sector factors. + Complete the end-to-end ratings process for new issue and surveillance transactions. + Perform cash flow analysis and synthesize results in a… more
- S&P Global (New York, NY)
- …issuer and investor outreach in support of new issue ratings and surveillance of CMBS transactions. The Senior Analyst will conduct property-level and ... will be a well-rounded individual who possesses strong analytical and communications skills, which are essential for engaging with market participants.… more
- S&P Global (New York, NY)
- …structural analytics, and client-facing activities for new issue ratings and surveillance of ABS transactions backed by consumer and commercial assets. ... corporate issuers with the guidance of a Senior Analyst + Ongoing surveillance and rating recommendations + Repeat analytical contact with rated entities' senior… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... Department for the Aging (DFTA), and Community based Organizations. To ensure full compliance of these partnerships we are seeking a Community Coordinator to serve… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... Reviewing weekly timesheets processed in City Time for accuracy and ensuring compliance with Citywide Time and Leave rules and regulations. Managing time and… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... Sciences and Engineering (ESE) is responsible for conducting inspections to ensure compliance with various rules and regulations aimed at improving the operating… more
- S&P Global (New York, NY)
- …corporate issuers with the guidance of a Senior Analyst + Ongoing surveillance and rating recommendations + Repeat analytical contact with rated entities' senior ... to prepare forecasts based upon reasoned assumptions + Solid communication skills, verbal and written, as well as the...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- Catholic Health Services (Bethpage, NY)
- …patrol areas which ensure security and safety policies and procedures are within compliance . In the absence of the Director, Security Supervisors serve as the ... and ensure the safety and well-being of the hospital buildings and grounds in compliance with hospital guidelines and the requirements of the NYS Security Guard Act… more