- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing, and Regulatory Change Management is ... role within the Compliance Department, reporting directly to the Head of Corporate Compliance. This role is tasked with...role is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing,… more
- Mizuho Corporate Bank (New York, NY)
- …including recalibration of the plan based on the results of the Compliance Risk Assessment + Update Compliance Monitoring Policies, Procedures, Frameworks ... Collaborate with other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment , Compliance Testing, and Issues Management +… more
- City of New York (New York, NY)
- …tools to address these systemic risks, including -ESG integration work, which ensures that assessment of ESG risk is embedded in our asset manager due diligence ... Economically Targeted Investments (ETIs) - investments that return an appropriate risk -adjusted rate of return while also creating collateral benefits for the… more
- Scotiabank (New York, NY)
- …+ Review and challenge Volcker Rule controls inventories as part of the Compliance Risk Assessment . + Deliver Volcker compliance training to US and Canadian ... Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Axis (New York, NY)
- …portfolio analytics + Deep understanding of technical underwriting issues including risk assessment , exposure monitoring /control, wordings, bespoke ... We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns...does this role contribute to our collective success?** The Head of Underwriting Execution for AXIS Reinsurance will report… more
- Citigroup (New York, NY)
- …team of Compliance Officers who provide compliance advisory services, design key risk indicators and compliance monitoring programs, identify reporting metrics ... overseeing implementation of related remediation. + Conduct and supervise regulatory risk assessments and monitoring /testing thought leadership, creating action… more
- Citigroup (Queens, NY)
- …controls design, controls testing. Managerial experience required. + Strong understanding of risk assessment processes. + Advanced skills in MS Excel and ... the team/project. This role will ultimately report to the Head of Wealth Monitoring and Testing. **Responsibilities:**...relevant Monitoring and Testing tools. + Summarize Monitoring exceptions for Assessment Units (AU) through… more
- Citigroup (New York, NY)
- …* Analysis and monitoring of client and segment relationships to mitigate risk * Oversight for iCAPs (Issues and Corrective Action Plans) monitoring and ... reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head . This role will lead the implementation of end-to-end risk management… more
- Citigroup (New York, NY)
- …In-Business QA (IBQA) function in the establishment of WCR IBQA policies, procedures, risk assessment and controls to drive effective QA coverage and standards ... provide an integrated "end-to-end" credit underwriting, identification, measurement, management, monitoring and reporting for wholesale credit businesses across the… more
- WTW (New York, NY)
- … management programs, including governance, risk appetite and tolerance, assessment and mitigation strategies, monitoring and reporting, and integrating ... to all clients. We cover all things related to assessment of risk , optimization of risk...WTW. The role will report to the North America Head of ERC. We currently work with some of… more
- SMBC (New York, NY)
- …industry practices that meet both business and regulatory requirements for the appropriate risk structure. 2. Ensure an objective, critical assessment of risks ... development of frameworks, policies, processes, and procedures designed to ensure risk identification, aggregation, mitigation, and monitoring capabilities in… more
- Citigroup (New York, NY)
- The Risk organization's Head of Project Management Group...operational risk , credit risk , market risk , risk identification and assessment , ... is looking for a strong ** Risk Program Management Leader** for the Wealth ...structured approach (methodology) to the successful management, tracking, planning, monitoring and reporting of concurrent, multiple financial services projects… more
- Mizuho Corporate Bank (New York, NY)
- …valuations, discounted cash flow analysis. + Assess the sufficiency of credit risk monitoring programs, relevant performance covenants and monitoring ... professional networks, to provide as accurately and timely an assessment as possible. + Perform Continuous Monitoring ...the Mizuho America's credit portfolio and enhance Credit Review's Risk Assessment process. + Draft potential review… more
- Scotiabank (New York, NY)
- …changes (business/industry/regulatory) / emerging risks/themes or systemic issues that may impact the risk assessment of the audit universe and the audit plan. ... governance framework is preferred including understanding of Supervision, Surveillance & Monitoring , Trade Floor Supervision, Risk and Control Library etc.… more
- CIBC (New York, NY)
- …of risks in their daily responsibilities, not just in quarterly or annual monitoring /assessments. We all are accountable for managing risk . As an employee ... design and implementation of CIBC's supervisory review system and second line monitoring program for its Equity and Equity Derivatives business; + Providing ongoing… more
- Citigroup (New York, NY)
- … risk appetite statement and all policies and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk ... Process, as a key partner to the Global Program Head , and Cluster Heads + Designing, developing, delivering and...and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- Wells Fargo (New York, NY)
- …of SREF portfolio management to meet business objectives + Contribute to the Risk Control Self Assessment ("RCSA") initiative and issues management objectives + ... team lead role will report directly to the SREF Head of Portfolio Management and Underwriting. Learn more about...effective escalation, and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring… more
- Morgan Stanley (New York, NY)
- …function is comprised of multiple staff that reside within the Finance and Risk audit teams. Audit's Capital Planning function is responsible for planning and ... effectively with Internal Audit Staff members within the Business, Risk , Finance, and Technology teams. This role will report...and Technology teams. This role will report to the Head of Audit Coverage for Finance and Treasury. The… more
- Scotiabank (New York, NY)
- …changes (business/industry/regulatory) / emerging risks/themes or systemic issues that may impact the risk assessment of the audit universe and the audit plan. ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...and external issue validation as well as audit continuous monitoring activities. **What You'll Do** + Develop a strategy… more
- Citigroup (New York, NY)
- …recurring monitoring requirements + Accountable for ensuring appropriate classifications, risk ratings and valuations are approved and reported accurately and on ... is a dedicated restructuring and remedial management team in Banking & International Risk (BIR) with approval responsibility for the firm's high risk credit… more