• Senior Compliance Specialist - Regulatory Change…

    Wells Fargo (Irving, TX)
    …standards. + Provide concise, well-documented responses to inquiries from **Internal Audit ** , **Risk Officers** , and other stakeholders. + Collaborate with ... Securities Exchange Act of 1934 and FINRA Bylaws, Article III , Section 3, which states that Associated Persons should...+ Discounts and savings + Commuter benefits + Tuition reimbursement + Scholarships for dependent children + Adoption … more
    Wells Fargo (07/12/25)
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