- Bank of America (New York, NY)
- …clients, prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Requires diversification and experience with Bank of America and ... industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65),… more
- Raymond James Financial, Inc. (New York, NY)
- …The Trainee will also provide clients with sound financial advice and counsel consistent with the client's objectives, time horizon, and risk tolerance. In ... + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and Series 66 or the ability to obtain them within four (4) months from… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... influence + Strong IT skills including Excel and Word + FINRA SIE, Series 7, Series 66 required (or obtained within 150 days) **Education:** + Bachelor's degree… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... both internal and external + Ability to multi-task + FINRA SIE, Series 7, Series 66 required (or obtained within 120 days) **Education:** + Bachelor's degree… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... work without direction + US: Current Registration for FINRA series 6, 63, and 65 are required for the...and 65 are required for the role. Individuals with Series 7 and 66 or equivalent are encouraged to… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... both internal and external + Ability to multi-task + FINRA SIE, Series 7, Series 66 required (or obtained within 120 days) **Education:** Bachelor's degree or… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... both internal and external + Ability to multi-task + FINRA SIE, Series 7, Series 66 required (or obtained within 120 days) **Education:** + Bachelor's/University… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... able to work without direction. + Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA… more
- Citigroup (New York, NY)
- …the tracking of securitization documentation while working with accountants and legal counsel to ensure compliance with company lending practices, the accuracy and ... diligence files used by CMBS investors, NRSROs, accountants, legal counsel , and investment banking teams + Responsible for the...rapidly changing environment in order to meet deadlines + Series 79, 7 and 63 licenses ( to be… more
- Bank of America (New York, NY)
- …client's requirements and release these to clients daily. + Collaborate with outside counsel and Corporate clients on SEC Filings and cleanup of shares for ... capabilities both internally and externally, in the US and globally + Series 7, 63 Registrations Preferred **Shift:** 1st shift (United States of America)… more
- Citigroup (New York, NY)
- …& Investment Banking, Risk, Legal, Operations) and external partners (Investors, External Counsel ) to guide clients through the equity capital raising process and ... derivatives, credit, cash management, trade, finance and securities products + Series 7, 79 and 63 preferred **Education:** + Bachelor's degree/University degree… more
- Charles Schwab (New York, NY)
- …mitigation, and liquidity needs. As a **Senior Regional Manager** you will coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors in a ... month condition of employment) + Bachelor's Degree required + Active and valid FINRA Series 7 license required + Active and valid FINRA 66 license required (may… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) required to obtain within 150 days… more
- Citigroup (New York, NY)
- …+ Pitching new business opportunities + Working directly with clients, legal counsel and internal functions to negotiate and document new commercial paper programs ... levels of energy, engagement and integrity + Self-motivated + BS/BA degree + Series 7, 63 and 79 preferred **Job Family Group:** Institutional Banking **Job… more
- Citigroup (New York, NY)
- …+ Assume informal/formal mentorship role within teams, coach/train new recruits and advise/ counsel others in area of specialization + Provide sales assistance by ... transparency. **Qualifications:** + 5-8 years of relevant experience + Required Licensing: Series 7 and 63/66 + Working knowledge of related industry practices and… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) required to obtain within 150 days… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... to work with multiple functional groups in a cohesive manner. + FINRA Series 7 and 63 licenses, or ability to obtain **Education:** + Bachelor's/University degree,… more
- Citigroup (New York, NY)
- …banking, Risk, Legal, Operations) as well as external partners (Clients, Investors, External Counsel ) in the coordination and execution of a deal from launch to ... control issues with transparency. **Qualifications:** + 1-3 years of relevant experience + Series 7, 79 and 63 licenses + Consistently demonstrates clear and concise… more
- Citigroup (New York, NY)
- …+ Reviewing all relevant disclosure documentation with internal and external counsel , + Preparing marketing materials and syndicate marketing messages, + ... to multitask, be collaborative, a team player and service oriented + Series 7, 63 and 79 licenses **Education:** Bachelor's degree/University degree or equivalent… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... to automatically price and trade Spread Product securities. Analyze financial time series data and other data source to extract valuable information for corporate… more