- Crossmedia Inc (New York, NY)
- …to follow other job-related duties as requested by their supervisor/manager (within guidelines and compliance with laws in the US and UK ). Continued employment ... of TRUST, REASON and the pursuit of HAPPINESS. Crossmedia US was founded in NY in 2000 and is...application of data and technology. This is the most senior position on the Redbox team and an essential… more
- PGIM (Newark, NJ)
- …scheduled to work less than 20 hours per week. Prudential Financial, Inc. of the United States is not affiliated with Prudential plc. which is headquartered in ... to serve the Company's Plans participants. Reporting to the Chief Investment Officer , Employee Benefits Plans, the Investment Analyst will assist in the management… more
- IDB (New York, NY)
- …to participate in our medical coverage and 401(k) plan on your very first day with us . We are also committed to diversity and inclusion, and to providing all of our ... executives such as the CEO, CFO and other members of the Senior Management Team. Responsible for corporate governance functions, including: Providing logistical… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... **Work Location** : New York, New York, United States of America **Hours:** 40...reputation of Compliance 's good governance depends on us . The Senior Compliance Office… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... **Work Location** : New York, New York, United States of America **Hours:** 40...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... **Work Location** : New York, New York, United States of America **Hours:** 40 **Line... US Compliance Monitoring and Testing Team and Core Compliance… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance ...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Jul 13, 2025 Location: New York, NY, US , 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are ... looking for a Senior CRA Compliance Officer to join our ...financial solutions to our customers, with presence in the United States , the Caribbean and Latin America.… more
- Scotiabank (New York, NY)
- …Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating with ... In this role, you will provide senior compliance support for the Scotiabank US Sales...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... **Work Location** : New York, New York, United States of America **Hours:** 40...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 -… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... Based in New York City, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Zurich NA (New York, NY)
- VP, Senior Underwriting Officer 120961 Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer to work ... will be filled at either the Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- Bank of America (New York, NY)
- …years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral- US /job/New-York/ Senior -Portfolio-Management- Officer ... an impact. Join us ! **Job Description:** The Senior Portfolio Management Officer (SPMO) is responsible...Structurng + Problem Solving + Negotiation **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Association of National Advertisers (New York, NY)
- …trade association representing client-side marketers, is seeking a dynamic and strategic Senior Vice President, Deputy Chief Information Officer (Deputy CIO) to ... $400 billion in marketing and advertising annually. It consists of US and international companies, including client-side marketers, nonprofits, universities, and… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...to address existing and new regulatory requirements; + Coordinating US regulatory exams, compliance exams and audits… more
- AIG (New York, NY)
- About the role The Senior Reinsurance Officer is responsible for managing technical claims and operations for the Ceded Re Team, reporting to the Global Head of ... and Executive leadership on allocation of reinsurance treaty spend + Manage select compliance requirements for the Ceded Re Team to ensure proper disclosures to… more
- SMBC (New York, NY)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's… more
