- US Bank (Charlotte, NC)
- …all regulatory or compliance-based policies and procedures. Provides current regulatory information to management and applicable business units and maintains ... or geographic area. Analyzes and interprets Federal, State and other regulatory authorities' rules and regulations. Reviews and analyzes internal and external… more
- US Bank (Charlotte, NC)
- …laws, regulations, financial services, and regulatory trends that impact their assigned line of business - Considerable understanding of the business ... excel at-all from Day One. **Job Description** SUMMARY The Business Line Risk Manager serves as the...exchange (FX), interest rate products and/or commodities and also regulatory expectations including reporting, sales practices and FX global… more
- Wells Fargo (Charlotte, NC)
- …Management(CM)is a financial industry function that collaborates with and influences front- line business groups and functions through assessment and mitigation ... **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team...+ Participate in formal internship program and workshopinitiatives + Review various assignments to become familiar with policies and… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. ** Line of Business :** Technology Solutions **Job Description:** US Technology Regulatory Remediation Assurance ... provides complex reporting, analysis, and assessments at the functional, business line or enterprise level for own...level for own area. **Depth & Scope:** + Performs Regulatory Assurance and Quality Control reviews of US technology… more
- Truist (Charlotte, NC)
- …mentioned below. Specific activities may change from time to time. Execute first line of defense activities related to regulatory reporting compliance with ... products, processes, policies, operating systems, accounting practices, organizational changes, regulatory requirements and business environment which may impact… more
- Bank of America (Charlotte, NC)
- …driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York,...of a segment for a site, region, or product line within the bank's internal operations. Key responsibilities include… more
- Truist (Charlotte, NC)
- … and engagement with DCXM Senior Leadership Team and key first, second, and third line of defense partners. 6. Prepare and review of key reports, trend analysis, ... (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Responsible for the design, implementation, and… more
- Capital One (Charlotte, NC)
- Principal Risk Associate, Capital Markets Regulatory Onboarding Are you looking for a challenging role that includes the convenience of working virtually at home? ... Bank Operations is seeking a dynamic, experienced professional to join the Regulatory Operations Onboarding team as a Principal Associate. This team supports the… more
- TD Bank (Charlotte, NC)
- …your recruiter who can provide you more specific details for this role. ** Line of Business :** Risk Management **Job Description:** **As a long-tenured commercial ... Examiner file work and ultimate report delivery to the Line of Business + Serves as an...resolve any discrepancies and disputes while maintaining appropriate third line of defense independence and Regulatory perspective… more
- Wells Fargo (Charlotte, NC)
- …in the businesses and shares its findings with the Chief Credit Officer and line of business management. RAR reports all significant credit issues to members ... is seeking a Principal Examiner - Senior Risk Asset Review Specialist in Credit Risk as part of Corporate...corporate, asset-based lending, and capital markets. + Interact with line of business senior management of complex… more
- Regions Bank (Charlotte, NC)
- …various credit metrics, transaction testing and periodic interaction with first and second line of defense business managers, staff and other risk assessment ... review examinations + Develops and maintains positive working relationships with line of business management, credit risk management, audit staff, and other… more
- PNC (Charlotte, NC)
- …file review activities of reviewers as Reviewer in Charge for assigned business segment(s). Perform assessment of file review results and findings to ... Communications, Establishing and Maintaining Trust, Influencing Through Expertise, Loan Review , Organizational Governance, Planning and Organizing, Regulatory … more
- US Bank (Charlotte, NC)
- …needs. - Considerable knowledge of applicable laws, regulations, financial services and regulatory trends impacting assigned line -of- business - Excellent ... root cause analysis, prepare root cause memo write-up, monthly Business line Ops loss certification and eGRC...reconciliations between Operational Loss Database and General Ledger. - Review and update procedures to ensure they comply with… more
- Truist (Charlotte, NC)
- …English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** The Business Unit Risk Executive ... in alignment with enterprise risk management frameworks, ensuring it supports long-term business goals and regulatory compliance. 2. Use their subject matter… more
- Truist (Charlotte, NC)
- …below. Specific activities may change from time to time. 1.Through robust 2nd line oversight, ensure the Business Unit's compliant execution to the corporate ... councils, regulatory agency meetings and examinations to offer 1st Line effective challenge, ensure risk management strategies are appropriately communicated and… more
- TD Bank (Charlotte, NC)
- …business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues + Contributes to the ... your recruiter who can provide you more specific details for this role. ** Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work… more
- First Horizon Bank (Charlotte, NC)
- …programs and other first line of defense risk activities in support of line of business growth and revenue production. The role works directly with the ... unit partners to ensure risk management expectations are met within the first line of defense. + Assess effectiveness of business unit controls through… more
- City National Bank (Charlotte, NC)
- …* Exercises effective communication and promotes positive client relations with business line colleagues and management * Maintains authoritative knowledge ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports...on strengthening operational risk management efforts in the first line of defense (1LOD) to support decision-making. The ORBO… more
- First Horizon Bank (Charlotte, NC)
- …seeking an experienced TPRM Specialist with experience in both first and second line of defense operations, strong knowledge of regulatory heightened standards, ... performance incidents, coordinating related investigations, and ensuring appropriate resolution + Educate Line of Business teams on TPRM program and processes… more
- TD Bank (Charlotte, NC)
- …your recruiter who can provide you more specific details for this role. ** Line of Business :** Analytics, Insights, & Artificial Intelligence **Job Description:** ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more