- NTT America, Inc. (Charlotte, NC)
- …of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consulting Manager to join our team in ... Services clients: https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **How You'll Help Us:** As a Risk & Compliance Consulting Manager … more
- US Bank (Charlotte, NC)
- … Compliance to develop, implement, maintain, review or oversee an effective compliance risk management framework, and serve as Subject Matter Experts with ... the lines of defense. Partners with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their… more
- City National Bank (Charlotte, NC)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance ... and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be...be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA),… more
- Citigroup (Charlotte, NC)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing ... teams including Train the Challenger content **Job Family Group:** Compliance **Job Family:** Product Compliance Risk...**Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time… more
- Capital One (Charlotte, NC)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification ... Audit Manager : Compliance (Hybrid) Capital One's Audit...Audit Manager : Compliance (Hybrid) Capital One's Audit function is a...of experience in auditing, at least 5 years in compliance , at least 5 years in risk … more
- Capital One (Charlotte, NC)
- …Administration** + **Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Risk Compliance Manager (CRCM)** + **6+ years of ... Audit Manager , Commercial Bank (Hybrid) **Capital One's Audit function...team, the candidate will focus on conducting operational and compliance audit projects of the commercial lending portfolios and… more
- Capital One (Charlotte, NC)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification ... one or more of the following areas: banking or financial services industry, risk management, or consumer compliance . Preferred Qualifications: + Master's Degree… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Compliance lead for managing and facilitating the US Compliance Risk Assessment, reporting to the US...in the general summary below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops… more
- City National Bank (Charlotte, NC)
- …activities and metrics and ongoing performance monitoring as well as other relevant model risk compliance metrics and measures. * Socialize and support the model ... *MODEL RISK GOVERNANCE MANAGER * WHAT IS THE...validation pipeline; focusing on proactive management of business priorities, compliance dates and regulatory requirements. Support the governance of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Specialty Software Engineering Manager within the Capital Markets Risk Technology Data Strategy Team (CMRT). The ... and SDLC/DevOps best practices + 4+ years of Capital Markets, Governance, Risk , and Compliance concepts - including knowledge and understanding of risk … more
- US Bank (Charlotte, NC)
- …discover what you excel at-all from Day One. **Job Description** SUMMARY The Business Line Risk Manager serves as the business line's primary risk support ... the lines of defense. Partners with their assigned line of business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to -depending on their… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Senior AI Risk Oversight Manager provides leadership and drives the successful implementation ... oversight of identification, mitigation, validation and monitoring of transverse AI risk (eg, technology, data, operational, compliance , teammate). 2. Coordinate… more
- Deloitte (Charlotte, NC)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk ... on November 30, 2025 Work You'll Do As a Manager , you will have opportunities to: + Learn how...groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance … more
- Citizens (Charlotte, NC)
- …and or federal regulatory requirements. You will also work with the First Line Risk Manager to initiate root cause analysis into control failures and ... Description As the First Line Risk Senior Manager for the Embedded...Risk Management Principles: A solid understanding of various risk types (eg, operational, financial, compliance , reputational)… more
- City National Bank (Charlotte, NC)
- …Bank's business processes, people, systems or external events. Working with the Enterprise Fraud Risk Manager for the Fraud and Payment Systems, the ORBO ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment...services industry * Minimum 7 years of experience in risk management, operational risk management, compliance… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Job Description:** We are looking for a Senior Manager to join TD's Capital Risk & Governance team. This role will be ... the business, control, and infrastructure functions are meeting the organization's effective risk management requirements. + Ensure the compliance of capital … more
- Deloitte (Charlotte, NC)
- …Consulting LLP's Quality and Risk Management (QRM) group is seeking a Risk Manager with extensive experience in supporting complex deals and contract ... structuring, drafting customized contractual provisions and risk review, negotiations, operations, and operational aspects of professional services contracts with an… more
- Truist (Charlotte, NC)
- …risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of… more
- City National Bank (Charlotte, NC)
- *PAYMENTS RISK ADVISORY AND OVERSIGHT MANAGER * WHAT IS THE OPPORTUNITY? The Payments Risk Advisory and Oversight Manager will support key elements of the ... Risk experience with knowledge, skill and background in Operational Risk , Compliance , and/or Audit ideally within the Banking and/or financial services… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational ... line of defense (1LOD) to support decision-making. The ORBO Manager 1 is responsible for challenging the quality, sufficiency,...services industry * Minimum 5 years of experience in risk management, operational risk management, compliance… more