- Truist (Charlotte, NC)
- …that includes complex financial analysis. 3. Familiarity with GAAP and regulatory reporting . 4. Ability to work independently with minimal guidance. ... of Directors, Investor Relations, and various regulatory agencies. Coordinate financial analysis and reporting process workflow within team. Provide… more
- Wells Fargo (Charlotte, NC)
- …all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to lead the Financial Crimes Risk Management Program ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Equitable (Charlotte, NC)
- …Distributors Compliance, which is a part of Equitable's Legal and Compliance organization. Reporting directly to the Chief Compliance Officer , the role includes ... Compliance Officer ( 25000075 ) **Primary Location** : UNITED...making effective judgments as to prioritizing and time allocation. ** Regulatory Environment - Financial Services:** Knowledge of… more
- City National Bank (Charlotte, NC)
- *INTERNAL CONTROLS OFFICER SENIOR* WHAT IS THE OPPORTUNITY? Financial Crimes risk/ Financial Crimes Compliance is responsible for providing independent and ... to significant operational risk remediation activities. The Financial Crimes risk/ Financial Crimes Compliance Senior Officer is responsible for challenging… more
- Citigroup (Charlotte, NC)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,… more
- PNC (Charlotte, NC)
- …needed to be successful in this position. **Preferred Skills** Compliance Reporting , Customer Risk, Decision Making, Regulatory Requirements, Risk Assessments, ... and oversight of the KYC Program. As the KYC Officer , you will be responsible for maintaining and establishing...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... it here.** At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...role:** Wells Fargo is seeking a **Lead Control Management Officer ** within the Chief Operating Office (COO) Enterprise Complaints,… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Risk Integration Officer (RIO) provides critical support to the Chief Risk Integration Officer ... implementation effectiveness. 4. Drive the development of comprehensive risk reporting mechanisms and dashboards, ensuring accurate and timely risk information… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... **Job Description:** At Regions, the RAH Investor Sales and Servicing Capital Officer is responsible for investor activities and internal coordination in the… more
- Wells Fargo (Charlotte, NC)
- …Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join the Corporate Risk Financial Crime Risk Management (FCRM) Control ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Truist (Charlotte, NC)
- …review the following job description:** The Operational Risk Management Programs Risk Officer II is a senior subject matter expert responsible for the design, ... Mapping Center of Excellence) that ensure appropriate identification, assessment, monitoring, reporting , and mitigation of operational risk at Truist. 2. Serve as… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... it here.** At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...role:** Wells Fargo is seeking a Lead Control Management Officer **In this role, you will:** + Lead complex… more
- Bank OZK (Charlotte, NC)
- Job Purpose & Scope The VP, Trust Investment Officer constructs and manages individualized investment portfolios in conjunction with clients' financial needs and ... advisor, you will work directly with clients to help them achieve their financial goals. Essential Job Functions + Manage investment portfolios for trust accounts,… more
- Truist (Charlotte, NC)
- …the BUCRO is not available. Participation in working groups and councils, regulatory agency meetings and examinations to offer 1st Line effective challenge, ensure ... with risk appetite as well as effective challenge of Business Unit reporting and/or Risk Program execution activities. Perform analyses and develop/prepare LOB… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... including ensuring effective planning for sustainability, ongoing control adherence, reporting , measurement, technology impacts, and monitoring + Make decisions in… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... including ensuring effective planning for sustainability, ongoing control adherence, reporting , measurement, technology impacts, and monitoring + Independently make… more
- Truist (Charlotte, NC)
- … regulatory reporting requirements and issues to the Regulatory Reporting Governance Committee, which includes the Chief Financial Officer (CFO), ... changes and internal controls for new regulatory reporting requirements and monitor existing guidelines for financial... reporting requirements and monitor existing guidelines for financial regulatory reports to ensure that Truist… more
- Truist (Charlotte, NC)
- …monthly forecasting and annual financial planning processes. + Work with Senior Financial Officer (SFO) and business unit (BU) partners to integrate business ... Subject matter expert on products, fees, and fee codes, regulatory reporting requirements, business cycles, origination channels...of trends for use in discussions with the Senior Financial Officer (SFO) and other members of… more
- Truist (Charlotte, NC)
- …monthly forecasting and annual financial planning processes. 14. Work with Senior Financial Officer (SFO) and line of business (LOB) partners to integrate ... Subject matter expert on products, fees, and fee codes, regulatory reporting requirements, business cycles, origination channels...of trends for use in discussions with the Senior Financial Officer (SFO) and other members of… more
- Truist (Charlotte, NC)
- …close, monthly forecasting and annual financial planning processes. Work with Senior Financial Officer (SFO) and line of business (LOB) partners to integrate ... Subject matter expert on products, fees, and fee codes, regulatory reporting requirements, business cycles, origination channels...of trends for use in discussions with the Senior Financial Officer (SFO) and other members of… more