- City National Bank (Charlotte, NC)
- * INTERNAL CONTROLS OFFICER SENIOR * WHAT IS THE OPPORTUNITY? Financial Crimes risk/Financial Crimes Compliance is responsible for providing independent ... operational risk remediation activities. The Financial Crimes risk/Financial Crimes Compliance Senior Officer is responsible for challenging the quality,… more
- Regions Bank (Charlotte, NC)
- …expert and internal resource for Corporate Bank lending transactions where Senior Credit Officer approval is required and ensures sound risk management ... careers section of the system. **Job Description:** At Regions, the Specialized Corporate Senior Credit Officer (SCO) is accountable for the credit quality (past… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Senior Credit Officer II position is accountable for the credit quality ... the assigned Credit Officer 's applicable business reporting unit or segment. The Senior Credit Officer II is responsible for ensuring execution of sound risk… more
- Wells Fargo (Charlotte, NC)
- …and decisions. Operational risk is the risk resulting from inadequate or failed internal controls and processes, people, systems, or external events. Operational ... **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in...the risk management life cycle (plan, identify and assess, control , monitor and report, test and validate). + Perform… more
- Lincoln Financial (Charlotte, NC)
- …for this opportunity. **Requisition #:** 74427 **The Role at a Glance** As the Internal Controls Consultant, you will provide subject matter expertise on design ... **What you'll be doing** + You will partner with senior management to strengthen the control environment...are documented and lead/manage interactions between external auditors and internal control owners / subject matter experts.… more
- Wells Fargo (Charlotte, NC)
- …submission, reporting processes and control artifacts, and present to regulators, internal audit, and senior management. + Document data, process and ... role:** Wells Fargo is seeking a Lead Market Risk Officer for the Trade Product Stress Team (TPST) within...Certificate (FRM) + Work experience in Middle-Office or Product Control type function + Familiarity with non-cleared, exchange traded… more
- Wells Fargo (Charlotte, NC)
- …require deep product knowledge to provide expertise to key aspects of the bank's controls within the First Line. **In this role, you will:** + Manage and develop ... with the development and implementation of business-specific programs, processes, and controls which identify, assess, monitor, measure, and mitigate risk + Identify… more
- Wells Fargo (Charlotte, NC)
- …trading product knowledge to provide expertise to key aspects of the bank's controls and trade surveillance framework within the First Line business. **In this role, ... planning for the business + Assess, analyze, and design complex and multi-faceted controls , protocols, and approaches with respect to risk mitigation and the … more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The Operational Risk Management Programs Risk Officer II is a senior subject matter expert responsible for the ... on one or multiple complex ORM programs (eg RCSA, Scenario Analysis, Internal Event, External Events, and/or Process Mapping Center of Excellence) that ensure… more
- Wells Fargo (Charlotte, NC)
- …Regulation W. **In this role, you will:** + Act as an advisor to senior leadership to develop or influence plans, specifications, resource needs, and goals for ... multi-faceted, highly complex, or long-term risk mitigation and control strategies on behalf of the business + Lead the strategy and resolution of highly complex… more
- Truist (Charlotte, NC)
- …division to ensure integrity of regulatory reporting and ensure sound controls and procedures. Support reporting and analysis for additional constituencies, ... assist in implementing long-term solutions. Prepare and review materials to senior leadership summarizing issues and communicating solutions. 4. Provide thought… more
- American Express (Charlotte, NC)
- …and across the ECM team to support governance within ECM and across the control management organization at American Express. This Senior Manager will be part ... consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and services provided by… more
- American Express (Charlotte, NC)
- …consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and services provided by ... across the first line via the AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions. The **Enterprise Control … more
- City National Bank (Charlotte, NC)
- …testing ensuring that there are adequate processes, procedures and internal controls to promote an effective BSA control environment. Responsible for ... *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the...there are adequate processes, procedures and internal controls to promote an effective BSA control … more
- Truist (Charlotte, NC)
- …Management and Governance established policies, standards, and procedures. Ensures data controls are implemented and maintained to effectively support the execution ... to Data Privacy Group - collaborate with Chief Privacy Officer and team. c. Review data requirements to enable...as with corporate ethical standards. **6. Data Sharing, Access Control and Data Transfer:** a. Define Data Privacy rules… more
- Bank of America (Charlotte, NC)
- …us! **Job Description:** This job is responsible for leading and executing on internal control discipline and operational excellence within Chief Financial ... processes within the CFO organization through ongoing monitoring and testing of controls , identifying issues and control improvements for remediation, and… more
- Truist (Charlotte, NC)
- …goals and objectives. This position reports to either a Divisional Data Risk Officer or Enterprise Data Risk Governance Director depending on the areas of support. ... supporting tactical plans/roadmaps. 4. Ensures all applicable laws, rules, regulations, internal policies, standards, and procedures are being followed and can… more
- Dentsply Sirona (Charlotte, NC)
- …effectiveness on governance, risk, and control process and practices, including internal controls over financial reporting (SOX). This is a critical ... various departments and functions. Additionally, you will collaborate with senior management and the Audit and Finance Committee to... Control over Financial Reporting * Drive internal controls and risk assessment protocols across… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …explanation of changes and identification of trends for use in discussions with the Senior Financial Officer (SFO) and other members of Senior Leadership. ... division to ensure integrity of the financials and ensures sound controls and procedures. Supports reporting and analysis for additional constituencies, including… more
- Deloitte (Charlotte, NC)
- …Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... on May 31, 2026. What you'll do As a Senior Consultant on our Global Trade Advisory team, you...the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post… more