- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... (including corporate and investment fund matters); support the firm's compliance function; and provide general legal support. Responsibilities Assist with the annual… more
- Blueair North America (Chicago, IL)
- …support business decision-making. This role reports directly to the Chief Financial Officer and sits within the global finance team. Key Responsibilities Financial ... with P&L and Cash Flow impact Support annual strategic planning process Compliance & Controls Oversee monthly balance sheet reconciliations for related Overhead… more
- KeyBank (Chicago, IL)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF (PURPOSE)** The Compliance Officer will be a member of the Consumer Deposit Compliance ... team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise of federal regulations and second line of defense… more
- KeyBank (Chicago, IL)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Commercial Compliance Officer will be a member of the Commercial Lending and Deposits Compliance ... team within Compliance Risk Management. The Commercial Compliance Officer will provide support to business and commercial lines of business by researching,… more
- KeyBank (Chicago, IL)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure … more
- Byline Bank (Chicago, IL)
- …we serve, Byline Bank is the place for you. **Objective of Position** : The Compliance Officer helps oversee the Compliance Management System of Byline Bank. ... The Compliance Officer will function as an independent and objective person...an independent and objective person that reviews and evaluates compliance issues/concerns within the organization. The position ensures the… more
- KeyBank (Chicago, IL)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of...three lines of defense to reinforce risk awareness and compliance culture. As a member of the Fair and… more
- Huntington National Bank (Chicago, IL)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and… more
- Honeywell (Rosemont, IL)
- As a **Sr. Export Compliance Officer ** at Honeywell, you will play a vital role in ensuring our company operates fully within the boundaries of export laws and ... regulations, fostering a strong culture of compliance across our organization. Your responsibilities will include developing and implementing robust export … more
- BMO Financial Group (Chicago, IL)
- Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and ... activities to ensure program remains current and aligned with BMO Compliance Program. Works with business/group and internal partners to ensure regulatory,… more
- ManpowerGroup (Park Ridge, IL)
- …(Other duties may be assigned.) + Develop, implement, and maintain the bank's compliance programs. + Conduct regular risk assessments and compliance audits. + ... + Provide guidance and training to business units on compliance matters. + Investigate and resolve compliance ...on compliance matters. + Investigate and resolve compliance issues and complaints. + Prepare and submit … more
- BMO Financial Group (Chicago, IL)
- …in the implementation, maintenance and administration of a specific compliance program. Responsible for independently performing risk assessments, and developing, ... executing, and reporting on test procedures to ensure compliance with regulations and internal policies. Works with business/group and internal partners to ensure… more
- BMO Financial Group (IL)
- …information and/or documentation. + May act as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money Laundering Reporting Officer ... **To Boldly Grow the Good in Business and Life.** Our Business Banking Compliance & Operational Risk Enablement supports the business/group leader in the effective… more
- Prime Therapeutics (Springfield, IL)
- …and the Compliance and Audit Committee and supports the Chief Compliance Officer 's compliance governance responsibilities + Represents Compliance ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal - Remote **Job Description** The Compliance Principal is… more
- CVS Health (IL)
- …In partnership with - and under the direction of - the health plan, Medicare Compliance Officer , and other team members, this position will help develop and ... heart, each and every day. **Position Summary** The **Medicare Compliance Consultant** is a compliance role that supports the compliance program activities… more
- Prime Therapeutics (Springfield, IL)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance ... passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst (Risk Assessment and Oversight) - Remote **Job Description** The Senior… more
- Prime Therapeutics (Springfield, IL)
- …and program and advises on areas of organizational risk + Supports the Chief Compliance Officer 's reporting to the Corporate Compliance Committee and the ... our passion and drives every decision we make. **Job Posting Title** Director, Compliance (Regulatory) - Remote **Job Description** The Director of Compliance is… more
- Prime Therapeutics (Springfield, IL)
- … communication for risk assessment and corrective action plans for the Chief Compliance Officer 's reporting to the Corporate Compliance Committee (CCC) ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal (Performance and Oversight) - Remote **Job Description** The … more
- John Deere (Moline, IL)
- …and analytics on investigation, trends, activities, and outcomes for the Chief Compliance Officer , senior management, and other internal stakeholders VISA ... Svcs and Gov't Affairs (CA)_ **_Title:_** _Global Director, Ethics and Compliance - 115396_ **_Onsite/Remote:_** _Remote Position_ _This position is eligible for… more
- CIBC (Chicago, IL)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Corporate Function Compliance (CFC) Officer will assist in the management of ... approach to compliance risk oversight and assessment of compliance risk for CIBC US. The CFC Officer will support the US Corporate Function Compliance … more
