- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... in order to partner to develop and apply ICRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (New York, NY)
- Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM). Specific coverage areas include: Global ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (New York, NY)
- Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer ...in order to partner to develop and apply CRM program solutions that meet the product and ... preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (Jersey City, NJ)
- Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... Intelligence **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (New York, NY)
- … Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials. + Interacting and working with other ... Serves as a compliance risk officer for Independent ...protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...which uphold the standards set forth by the firm's compliance program . These will include core pillars… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New… more
- Citigroup (New York, NY)
- Serves as a Services, Markets, Banking ("SMB") Central Operations compliance officer for Independent Compliance Risk Management (ICRM) responsible for ... procedures. **Responsibilities:** + Partnering closely with SMB Central Operations Businesses, Product Compliance , Surveillance and PTOA teams to ensure… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and building trust. In addition, engages with the ICRM product and function coverage teams, in order to partner...in order to partner to develop and apply CRM program solutions that meet business and customer needs in… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner...in order to partner to develop and apply CRM program solutions that meet business and customer needs in… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner...in order to partner to develop and apply CRM program solutions that meet business and customer needs in… more
- Bloomberg (New York, NY)
- …of giving back to our communities as evidenced by our award-winning pro bono program . The Data Privacy Compliance team works closely with our Legal counterparts, ... make it happen. What's the role? Bloomberg's Legal & Compliance Department plays a critical role in supporting our...risk across the business. Our team also leads privacy product reviews and Data Privacy Impact Assessments, manages responses… more
- SMBC (New York, NY)
- …knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position ... Program to include (i) quarterly metrics reporting, (ii) six pillar compliance program , (iii) annual CEO attestation framework, and (iv) heightened standards… more
- MUFG (New York, NY)
- …engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other ... stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more
- MUFG (New York, NY)
- …with Corporate Banking/Financial Institutions/Investment Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and ... other stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched discussions... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more