- JPMorgan Chase (New York, NY)
- … functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate, you will be ... The Control Management Organization has dual reporting into to...capabilities across a full spectrum of linear and non-linear trading products. **Job Responsibilities** + **Oversight and Governance -**… more
- JPMorgan Chase (Brooklyn, NY)
- **Vice President - Securities Services Controls Manager - Trading Services Fiduciary Oversight - New York** **About the Corporate & Investment Bank** The ... along with post trade compliance and portfolio reporting; and Liquidity & Trading Services which includes Cash, Foreign Exchange (FX), Collateral Services… more
- Citigroup (New York, NY)
- … control , transformation. **General Job Description** The Business Unit Manager is a senior management-level position responsible for accomplishing results ... This role is specifically to perform Business Execution activities for the Counterparty Trading & Risk (CTR) team which is a cross product global business including… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** The Managing Director Sales and Trading TDS has responsibility to develop the banks FX franchise with Institutional ... information and strategy between your product head and relevant trading personnel + Responsible for being aware of and...Supervision Standard + You are required to demonstrate governance, control and risk management behaviours in alignment with TD… more
- HSBC (New York, NY)
- **Description** #LI-DL2 #HSBCUSA MSS Control Testing Manager role act as an independent First Line of Defence (1LoD) function within the DBS CCO function with a ... control , or internal audit preferably within a financial / banking services operations environment + Relevant experience in control testing, Internal Audit,… more
- Bloomberg (New York, NY)
- Control Manager - Human Resources **New York, NY**...124783 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we ... will develop a deep understanding of our products and services , our strategy and our value drivers and be...firmwide risk programs, including Operational Resilience. The First Line Control Manager role is responsible for executing… more
- Scotiabank (New York, NY)
- Manager , US Investment Banking Product Control **Requisition ID:** 197379 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... winning team, committed to results, in an inclusive and high-performing culture. ** Manager , US Investment Banking Product Control (197379)** **Global Banking and… more
- TD Bank (New York, NY)
- …& Scope:** + Serves as a point-person and provides oversight in regards to market risk control for trading desks in the Region + Assists in the identification of ... We are seeking a Vice President to focus on Non- Trading Market Risk (or Interest Rate Risk on Banking...**Responsibilities:** + Maintain a culture of risk management and control , supported by effective processes in alignment with the… more
- SitusAMC (New York, NY)
- …strategies. It involves constant liaison with, and often provides the link between, Trading and IT, Product Control , Risk Control , Operations, Legal ... the investment bank of a premier European-based global financial services institution located in New York City. Their real...purpose of role:** The role is for a business manager , based in New York to support the Equity… more
- Broadridge Financial Solutions (Newark, NJ)
- …along the way, come join the Broadridge team. At Broadridge (BTCS) Trading Solutions Delivery (TSD), our mission is to deliver high-performance and sustainable ... solutions for addressing our clients business requirements for electronic trading . A solution is the combined set of core products, configurations, customizations,… more
- Mizuho Corporate Bank (New York, NY)
- …The individual will partner with the Front Office, Quants, IT and other control functions to enable growth within the Equity Derivatives product offering at Mizuho ... markets. Key Responsibilities include: + Becoming primary contact for the Derivatives trading desk. + Understanding the direction and prioritization of the business… more
- JPMorgan Chase (New York, NY)
- … Manager ("BM") based in New York covering the Americas Prime Financial Services (\"PFS\"). The Business Manager focuses on supporting the PFS business and ... products, to Prime Finance (Cash & Synthetic Financing, SBL) and Derivative Clearing services . CIB Equities / Finance & Business Management ("F&BM") is seeking a… more
- Tradeweb (New York, NY)
- Tradeweb is seeking an Operational and Technology Risk Manager to join the Enterprise Risk Management ("ERM") team. The ERM team is a driving force in promoting a ... robust risk culture throughout the firm. The Operational and Technology Risk Manager will provide both an advisory and assurance function for Tradeweb's regulated… more
- Bank of America (Jersey City, NJ)
- Metadata and Controls Data Support Manager Charlotte, North Carolina;Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common ... users to define the use of data within risk systems. Recommend remediation of control gaps and implements effective risk controls of our data processes and systems.… more
- Citigroup (New York, NY)
- The Business Manager , SVP - Markets Capital Taskforce is a senior management-level position responsible for accomplishing results through the management of a ... audits, business continuity activities or addressing regulatory issues. The Business Unit Manager coordinates and manages activities such as the tracking of business… more
- Bloomberg (New York, NY)
- Product Manager - Data Catalog - Chief Risk Office **New...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we ... CISO, and CTO in designing and implementing a data management framework, control processes and tools, and supporting training and awareness. In our continued… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF...Risk (GCOR) officer is a person who has financial services experience with a knowledge of markets, compliance risk… more
- Citigroup (New York, NY)
- …ORM's Global Markets Coverage Team, partnering with Global Equities business and Product Control . The Operational Risk Manager will provide hands-on support to ... Management (ORM) is seeking to hire an Operational Risk Manager to support its growing footprint. You will work...standards **Qualifications:** + 10+ years relevant experience + Prior trading or product control - ideally both-… more
- CIBC (New York, NY)
- …focus on coordination of governance and control requirements, while learning the trading products and eventually acting as business manager for a portfolio ... serves as the primary liaison between the Front Office Trading groups and the Sales desks, as well as...US Business Management also strives to ensure a sound control and governance environment. As an Associate, you'll be… more
- Citigroup (Jersey City, NJ)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or department ... an effort to process orders and transactions originating from trading desks and branch offices in coordination with the...branch offices in coordination with the Operations - Transaction Services team.The overall objective of this role is to… more