- Fluent (New York, NY)
- As our Corporate Counsel , SEC Reporting and Corporate Governance, you will report directly to the Chief Financial Officer and play a key role in ... ensuring compliance with all SEC reporting requirements and corporate ...401(k) and equity grants + Collaborate with the General Counsel with respect to the overall Legal and Compliance… more
- S&P Global (New York, NY)
- …**About the Role:** **The Team:** This position reports directly to the Deputy General Counsel and Corporate Secretary, and will lead a team of three attorneys, ... compensation, and benefits counsels. **Responsibilities and Impact:** The Associate General Counsel - Securities and Corporate Finance is responsible for… more
- City of New York (New York, NY)
- …diligence, such as reporting on financial information in accordance with the SEC and other federal, state and/or local finance laws. - Working closely with City ... five years of experience to serve as an in-house counsel to the City and related entities that issue...issue municipal bonds and facilitate loans with respect to corporate governance, litigation audits, federal disclosure issues and documentation… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Counsel in the CIB Regulatory Legal and Governance Section of the Legal Department to support CIB businesses and ... you will:** + Advise on broker-dealer regulatory matters, including FINRA and SEC related requirements + Regulatory advice relating to securities related products,… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …+ Strong understanding of corporate governance principles, financial regulations, and SEC reporting requirements. + Proficiency in Microsoft 365, as well as ... Provide legal counsel on a wide range of matters, including corporate governance, financing transactions, regulatory compliance, and litigation. + Assist in the… more