- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing, and Regulatory Change Management is ... role within the Compliance Department, reporting directly to the Head of Corporate Compliance. This role is tasked with...role is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing,… more
- CIBC (New York, NY)
- …the Chief Risk Officer and Board of Directors in articulating and monitoring Risk Appetite through Risk Appetite Statements, ongoing breach escalations, ... in the US, accountable for supporting the Executive Director, Head of US Enterprise Risk Management Programs,...monitoring of metrics and associated limits across all risk stripes to increase consistency and visibility. + Maintain… more
- Citigroup (New York, NY)
- …and trends to audit, business, compliance, and legal senior leadership - eg, Operating Risk Forum, Quarterly Risk Assessment (QRA) Meeting, Business Risk ... **Wealth Client Segments Control Testing Head Director** The Wealth Products and Operations Control...deviating from trends and escalate situations that pose excessive risk (s). + Communicates and interprets Managers Controls Assessment… more
- Justworks (New York, NY)
- Head of Security Operations at Justworks (View all...both the cause and effect of a situation. + Risk assessment - applying a logical step-by-step ... a strong hands-on leader who can establish a critical security function focusing on monitoring , detecting, and responding to the cyber threat, and who can bring our… more
- American Express (New York, NY)
- …with its risk management framework, providing recommendations based of the risk assessment against the strategic initiatives. + Oversee the regulatory change ... Risk areas across the Company. Effective independent Risk management is achieved by identifying, measuring, monitoring...risk framework elements, including significant event reviews, targeted risk assessment reviews, key risk … more
- Citigroup (New York, NY)
- …categories. These include but are not limited to risk identification, risk monitoring , strategic risk assessment , risk appetite & limits, new ... reporting line to the Citi LF / Holdings Global Risk & Governance Framework Head , based out...and end-to-end management of the materials for the Material Risk Inventory, LF/Citi Holdings Risk Assessment… more
- Citigroup (New York, NY)
- …the business in line with Enterprise Risk Management programs. This individual reports to Head of USPB ERM Risk Monitoring and Framework Execution and is ... USPB is responsible for managing the credit and franchise risk of the USPB business. The Head ...including, but not limited to, Risk Identification, Risk Appetite & Limits, Risk Monitoring… more
- Citigroup (New York, NY)
- …In-Business QA (IBQA) function in the establishment of WCR IBQA policies, procedures, risk assessment and controls to drive effective QA coverage and standards ... provide an integrated "end-to-end" credit underwriting, identification, measurement, management, monitoring and reporting for wholesale credit businesses across the… more
- SMBC (New York, NY)
- …industry practices that meet both business and regulatory requirements for the appropriate risk structure. 2. Ensure an objective, critical assessment of risks ... development of frameworks, policies, processes, and procedures designed to ensure risk identification, aggregation, mitigation, and monitoring capabilities in… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Market Risk Analytics Specialist reports to the Head of the Market Risk ... bring them to the best industry practice + Design the ongoing performance monitoring procedures to effectively monitor the market risk models' limitations,… more
- Citigroup (New York, NY)
- …a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence to the Citi Operational Risk Policy in ... and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior...environment, proactively supporting the Treasury and Trade Solutions PDS Head ("Business Head ") in managing and mitigating… more
- JPMorgan Chase (Jersey City, NJ)
- …monitoring , suspicious activity / currency transaction investigations and reporting, risk assessment , training, testing, governance, policies, procedures and ... **Job Description** **Overview of Risk Management & Compliance (RMC) & GFCC** As...Bank. **Job Responsibilities:** + Direct report to the Global Head of GFCC for Commercial and Investment Bank +… more
- Citigroup (New York, NY)
- Job Description The Collateral Risk Manager is a key member of the in-business credit risk function with responsibility for the collateral that underpins the ... financing activities. Working closely with individual business units and with the second-line risk management function, the Collateral Risk Manager is part of a… more
- Citigroup (New York, NY)
- We are seeking a high-performing, highly motivated professional with a background in risk and controls to help us effectively manage risks for Institutional Client ... Finally, it is responsible for wholesale credit and counterparty risk processes for the firm, managed by the ICM...CAO Controls function reporting into the Global ICM Controls Head . A successful candidate will have a focus on… more
- Wells Fargo (Jersey City, NJ)
- … management program and provides oversight, including challenges to and independent assessment of, the frontline's execution of its risk management ... IRR and liquidity models. This role reports to the Head of Enterprise Model Risk Management of...effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring… more
- Citigroup (New York, NY)
- …limit approvals for existing and new clients on the platform, including proxy portfolio risk assessment . + Work with partners in Market Risk , Credit ... product suite. This role will report to the Global Head , and will support the Futures & Derivatives Clearing...will be a risk manager in In-Business Risk (IBR) within Equities, responsible for measuring, monitoring… more
- Citigroup (New York, NY)
- …liaise with regulators on critical AML issues, participate in key governance forums, risk assessment and training initiatives, and support reporting to executive ... with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth...line of defense function provides oversight through appropriate controls, monitoring and escalation framework. This person is responsible for… more
- SMBC (New York, NY)
- …a solid foundation of the applicable regulatory framework. + Participates in the annual risk assessment process of applicable laws and regulations. + Assists in ... Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for...regulations, Additionally, a familiarity of the US regulatory environment, risk identification / mitigation, and managing the workflows for… more
- Citigroup (New York, NY)
- **Overview:** The Treasury and Trade Solutions (TTS) Global In-Business AML and ABC Risk Head is a specialist who proactively supports the Treasury and Trade ... prepare for future growth. In this role, the AML/ABC Risk Head will work directly with the...the appropriate governance committees to ensure a demonstrably robust assessment of the control environment is provided to the… more
- SMBC (New York, NY)
- …aspects of the control environment including issues management, audits/reviews, Annual Risk Assessment , testing of controls and customer remediation. Ensures ... of the Bank. Position reports directly to the Group Head of LMG and has dotted line reporting to...expected to contribute to leading the internal execution and risk management process supported by Lending Management Group members.… more