- TD Bank (New York, NY)
- …assessment, reporting and other activities** + **Centralized policy and reports inventories** + ** Internal Audit , regulatory exam , and ongoing ... the US CCO and the Compliance Executive Team** **The Audit and Exam Management team of US...remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit ,… more
- Mizuho Corporate Bank (New York, NY)
- …7+ years in data governance and regulatory reporting; second-line, internal audit , or regulatory exam interaction preferred. + Deep understanding of ... internal and external examinations (eg, by regulators or internal audit ) and contribute to the development...Regulatory Reporting, Data Owners, IT Risk, Compliance, and Internal Audit to provide oversight for remediation… more
- Capital One (New York, NY)
- …assessments executed by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and ... of business by:** + Providing input on business AML regulatory requirements + Providing guidance on business policies, standards,...OR at least 5 years of experience in an audit or legal role supporting fraud or Anti-Money Laundering… more
- TD Bank (New York, NY)
- …guidelines and standards for testing, monitoring, risk assessment, reporting and other activities; Internal Audit , regulatory exam , and ongoing ... setting new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in… more
- American Express (New York, NY)
- …with the second-line Global Risk & Compliance (GRC) teams. The **Vice President (VP) of Regulatory & Audit Exam Management** will be responsible for the ... team's work related to engagement with and deliverables to internal audit , second line of defense and...to ANEB leadership to keep leadership apprised of key regulatory and audit topics. + Act as… more
- Citigroup (New York, NY)
- …applications (Excel, Word, PowerPoint) + Experience in regulatory and Internal Audit interaction, exam management/coordination, and issue management/ ... requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk, Internal Audit or...resolution **Job Family Group:** Compliance **Job Family:** Regulatory Liaison & Exam Management **Time Type:**… more
- Citigroup (New York, NY)
- Serves as a Regulatory and Exam Manager for Internal Audit 's Regulatory Management team responsible for the promotion, support, monitoring and ... we are connecting the dots across IA + Manages Internal Audit professionals, recruits staff, leads professional...**Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:**… more
- American Express (New York, NY)
- …accordance with American Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering ... 3 years of experience in a consumer and/or enterprise regulatory compliance role within internal /external audit...with other enterprise / operational risk management processes including regulatory exam management / regulatory … more
- American Express (New York, NY)
- …American Express. **How will you make an impact in this role?** American Express' Internal Audit Group (IAG) is a worldwide function with approximately 300 team ... support our Winning Aspiration to be a world class internal audit function that: + Provides data-driven...standards, budgets and deadlines + As applicable, lead related exam interactions with various regulatory bodies +… more
- Capital One (New York, NY)
- …across the team to deliver quality results which may include issue validations, regulatory exam support, and/or other team initiatives. Proactively take on ... of experience in banking or in financial services + 4+ years experience in internal audit or risk management (can be combined with Big Four external Audit … more
- Citigroup (New York, NY)
- …**Qualifications:** + Minimum eight (8) years of relevant experience + Knowledge of the regulatory engagement process or internal audit + Experience leading ... management, front line, second line (including independent risk, finance, HR, and Legal), Internal Audit to obtain information / documentation to respond to … more
- Citigroup (Queens, NY)
- …sustainable risk mitigation. + Oversee corrective action plans and timely closure of Regulatory , Internal Audit and self-Identified Issues by ensuring ... key stakeholders across the firm including Risk, Finance, Compliance, Internal Audit and Business Lines, to ensure...control frameworks. + Proven track record in issues management, regulatory exam response and control oversight. +… more
- American Express (New York, NY)
- …stake holders, support AXP wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam , Internal Audit Group review and others. + Lead a ... track of positively collaborating, influencing, and extensively coordinating with internal and external partners. + Excellent written and verbal...in Finance/Accounting. CPA is a plus. + Knowledge of regulatory audit or process review is a… more
- American Express (New York, NY)
- …initiatives, reviews, and audits eg, Federal Reserve Exam , Internal Audit Group review and others. * Support regulatory reporting to ensure compliance ... financial and regulatory reporting. * Knowledge of regulatory audit or process review is a...track of positively collaborating, influencing, and extensively coordinating with internal and external partners. * Excellent written and verbal… more
- American Express (New York, NY)
- …+ 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) + Understanding of critical operational risk management ... own Board of Directors. It is regulated, supervised, and examined by several regulatory agencies, including the Office of the Comptroller of the Currency (OCC) for… more
- State of New York Mortgage Agency (New York, NY)
- …Planning, Accounting and Treasury Services, Facilities and Building Management Services, Internal Audit , Project Management and Information Technology Services. ... coordinate HCR's wide array of support services. Job Summary: Under supervision of VP Internal Audit or his/her designee, audit and evaluate the safeguarding… more
- American Express (New York, NY)
- …provide input to regulatory reporting and engagement with regulators. + Internal Audit Group to demonstrate successful completion of business remediation ... your place in risk and analytics on #TeamAmex. The Regulatory Exam Lifecycle Management team ("RELM") in...accurate, timely and complete. + Provide strategic guidance to internal stakeholders and others on engaging with regulators and… more
- City National Bank (New York, NY)
- …post-purchase audits, repurchase requests, and investor communications * Familiarity with regulatory exam processes and documentation standards * High level ... Prepare complete and accurate loan files for submission to internal and external auditors, regulatory agencies or...platforms (eg, Encompass, Empower, Black Knight) * Experience supporting internal or external audit functions * Working… more
- City of New York (New York, NY)
- …- Engineering Audit , - Vendor Contract Audits & Risk Management, - Internal Audit /Risk Management, - Non-Public Schools Audit & Special Projects, ... are reachable on the open-competitive list (Associate Project Manager, Exam No. 3110) are eligible to apply. DCAS's mission...to learn more about the work we do. DCAS' Audit & Compliance Services unit (ACS) resides within the… more
- TD Bank (New York, NY)
- …in alignment with risk appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM ... management in delivery of initiatives related to risk assessment, internal /external exam support, etc. **Depth & Scope:**...provide guidance for complex situations + Complies with applicable internal and external audit and regulatory… more