- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- Citigroup (New York, NY)
- …globally with dedicated teams located in New York, Tampa, and London. The Basel Market risk and CCR RWA Senior Specialist will report to the Head of CIAT, a ... the daily management of the CIAT team and RWA governance process and as well as being the representative...prepared by RCPG for application by Citigroup firm-wide. + Specialist in Market Risk (FTRB),… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also ... with regulatory requirements such as CFTC, NFA, FRB, and FRTB requirements. The Market Risk Management Specialist will participate in various aspects of … more
- TD Bank (New York, NY)
- …framework, reporting, notification and escalation of material and significant events The Group Risk Specialist provides a comprehensive and diverse range of ... + 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more
- Amazon (New York, NY)
- …regulated workloads and data into the cloud by addressing their specific governance , risk , controls (GRC), compliance, security, and regulatory, requirements. ... This candidate should be an experienced and innovative security/ risk /compliance/ governance professional who has the ability to handle a wide range of GRC… more
- Bank of America (New York, NY)
- Sr. Business Control Specialist -Global Market Operations New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ensure… more
- Morgan Stanley (New York, NY)
- …analysis and develop appropriate guardrails to ensure rigor and coordination in a risk - and governance -oriented environment * Experience in or formal education ... is integrated in various workstreams focused on identifying risks, implementing internal governance processes and coordination within the business unit in support of… more
- Bank of America (Jersey City, NJ)
- …Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist role will support the execution of the Company's Global Financial Crimes ... other specified unlawful activities under the Bank Secrecy Act ("BSA"). The GFC Specialist will engage with Global Financial Crimes Risk Managers, Financial… more
- Citigroup (New York, NY)
- …controls: + Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate ... The Credit Sector Specialist is a Vice President level position responsible...of publicly available data for relevant markets to direct risk management decisions and client solutions + Primary focus… more
- Wells Fargo (New York, NY)
- …Regulatory Relations, Compliance, Financial Crimes, Operational Risk , Audit, Legal, Credit Risk , Market Risk , IT Systems Security, Business Process ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- TD Bank (New York, NY)
- …Business:** Data & Analytics **Job Description:** The Business Information Management Specialist provides business technical leadership across a broad range of ... groups + Solicits, analyzes, and understands data requirements (ie, using market research, requirements gathering, feature planning, user experience / design… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as a Demand Management Specialist ! In this role, you will support the EMCC and Demand Lead, which is part of Americas Project Management ... that are documented, managed, and communicated across all the appropriate governance channels. Support the management of the prioritization process of Tier… more
- Bloomberg (New York, NY)
- Financial Specialist - Capital & Liquidity (CFO Regulated Entities) - Finance & Administration **New York, NY** Posted Mar 8, 2024 - Requisition No. 123699 The ... and thought leadership. We are currently seeking a Capital and Liquidity Senior Specialist in the Enterprise Products division to support the CFO Regulated Entity… more
- Federal Reserve System (New York, NY)
- …the Technology Group (TG) Chief Operating Office (COO) and center of governance , managing the core daily operations and overseeing critical technology related ... compliance with the Product Development Lifecycle (PDLC). It oversees technology risk and compliance efforts, vendor management, and communications, among other core… more
- Bloomberg (New York, NY)
- Financial Specialist - Legal & Compliance - Finance & Administration **New York, NY** Posted Mar 13, 2024 - Requisition No. 123780 The energy of a newsroom, the pace ... performance, financial oversight and thought leadership. We are looking for a finance specialist to join our larger finance team supporting the Legal & Compliance… more
- Morgan Stanley (New York, NY)
- …base, which includes governments, institutions, corporations and individuals worldwide. As a market leader, the talent and passion of our people is critical to ... management and documentation, derivatives business management and documentation and governance and conflicts management. Team-members will be responsible for… more
- Citigroup (New York, NY)
- … professionals. These professionals fulfill different functions: Capital Forecasting, Capital Risk Analytics, Capital Policy, Governance and Controls, and entity ... and controls, + Execution of forecast calculations including associated review, challenge and governance , + Analysis of key risk drivers and determination of… more
- Citigroup (New York, NY)
- …salestrading coverage, idea generation, cross product content delivery and market intelligence. Significant overlap with Prime, Generalist/ Specialist sales, ... close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in...Risk , Audit, Finance in order to ensure appropriate governance and control infrastructure + Build a culture of… more
- JPMorgan Chase (New York, NY)
- …the commercial and legal discourse in M&A transactions; + Ensure appropriate risk management, governance , consistency and best practices in contractual ... management to ensure continuous business improvement in asset management, including governance , risk management, policies and procedures, sustainability matters;… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... Global Treasury Management organization to lead our Product Sales Specialist Team. This leader will play a crucial role...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more