- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments… more
- Citigroup (New York, NY)
- …Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive, ... agile and well-prepared for unique and demanding regulatory requests. The position will require project ...exams and ad hoc requests related to Enterprise Risk Management , Risk Chief Administrative Officer , Data Analytics… more
- Bloomberg (New York, NY)
- …with our Shared Risk and Compliance team. **What's The Role?** As the Global Exam Management and Regulatory Inquiries Officer , you will work with the Global ... responses. + Maintainregulatory engagement data and prepare and produce management information andreporting on the global regulatory engagement program… more
- Bank of America (New York, NY)
- Leasing Credit Sr Officer /Leasing Credit Officer II-Large Corporates Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island **Job ... finance and the associated products and services. The Leasing Credit Sr. Officer uses this client knowledge to assess the appropriateness of existing solutions… more
- Bank of America (New York, NY)
- …issues such as talent management , employee relations, org design/development, change management , etc. + Must have experience working directly with/consulting ... Human Resources Manager - Chief Financial Officer (CFO) New York, New York **Job Description:**...the bank such as talent acquisition, compensation, employee relations, regulatory compliance, performance management , and employee engagement… more
- Scotiabank (New York, NY)
- …and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to relevant ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180.000,00 -...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Citigroup (New York, NY)
- …the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management , the Compensation, Performance Management and Culture ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager...of a global financial services company in a dynamic regulatory environment. + Determine the handling and assignment of… more
- Amalgamated Bank (New York, NY)
- …to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management System. 4. Assist ... Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure...Organize and execute day-to-day operational Consumer Compliance and Risk Management activities relative to the business line. By joining… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree ... this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- City of New York (New York, NY)
- …to ensure compliance with court orders, consent decrees, and other legal and regulatory mandates. OGC also works closely with the NYC Law Department to minimize ... and other amendments. Under the supervision of the Deputy Agency Chief Contracting Officer (DACCO), and the Assistant Deputy Agency Chief Contracting Officer … more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking aC&I Credit Risk Officer to be responsible for internally supporting the prudent extension of credit originated by the Bank's Commercial ... units, as well as with the C&I Senior Credit Officer ("SCO") and legal counsels. Additionally, in coordination with...are either upgraded or exited. Support robust, ongoing portfolio management efforts, with a primary focus on risk rating… more
- TD Bank (New York, NY)
- …the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Depth & Scope:** + Works independently as ... the senior officer and may coach and educate others + Individual...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Bank of America (New York, NY)
- …* Monitoring, Surveillance, and Testing * Data and Trend Analysis * Issue Management * Regulatory Compliance * Active Listening Minimum Education Requirement: ... Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;Dallas, Texas; New York, New...have over five years of experience in credit risk management . Product knowledge and credit skills are necessary. The… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is… more
- Bank of America (New York, NY)
- GCIB Business Controls Officer , Communications Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment ... business. Having a deep understanding of the region-specific policies, procedures and regulatory expectations is also desirable. The individuals on this team are… more
- City of New York (New York, NY)
- …systems development, network administration, audio/visual services, business process re-engineering, change management , program management , security ... administration, service desk, computer operations, telecommunications, and document management . The Deputy Chief Technology Officer (DCTO) for Application and… more
- Bloomberg (New York, NY)
- …for Bloomberg's non-regulated products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules and ... **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk Office...Bloomberg products develops, you will support the firmwide risk management program and have the ability to identify, and… more
- Bank of America (New York, NY)
- …and LOB management . + Conduct ad-hoc portfolio reviews and prepare management information as required. + Contribute to regulatory tasks and deliverables ... Credit Risk Officer Charlotte, North Carolina;New York, New York **Job...(TOH) and Line of Business (LOB) specific reports or regulatory related reporting. Responsible for all aspects of the… more
- TD Bank (New York, NY)
- …that strategic initiatives and directives are carried out effectively with comprehensive change management strategies + Delivers business services, functions and ... & Commercial Banking **Job Description:** The Sr. Commercial Loan Officer is an external sales role which focuses on...to structure the most complex deals + Prepares basic management reports summarizing loan activity + Meets regularly with… more
- Bank of America (Brooklyn, NY)
- Community Lending Officer - Fulton St. Brooklyn, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... including maintaining thorough knowledge of lending programs, policies, procedures, and regulatory requirements + Conducts monthly Home Buyer Workshops and Business… more