- MUFG (Jersey City, NJ)
- …internal and external compliance examinations + Experience evaluating process documentation , risk , and control assessments and designing/executing test ... submitted through issue intake and pass tollgate for issue documentation in Open Pages. + MAP development: + Work...+ Certified Information Systems Auditor (CISA) + Certified in Risk and Information Systems Control (CRISC) +… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... controls; + End to end completion of the regulatory compliance risk assessment which includes review and...documentation to effectively report on the status of Compliance + Represents Compliance on internal or… more
- MongoDB (New York, NY)
- … compliance team by creating and maintaining comprehensive public sector compliance documentation , arranging meetings, liaising with internal stakeholders to ... team is looking for a Program Manager - Governance, Risk , and Compliance . This role will be...common and fundamental project management processes eg scoping, planning, risk management, change control , communication etc. To… more
- Amazon (New York, NY)
- …to business processes, risk mitigation, program compliance , regulatory compliance , internal audit, or other control and assurance functions Preferred ... and safety standards. You will be expected to apply risk and control concepts to new and...to carrier partners - Prepare internal audit reports and compliance documentation - Collaborate with cross-functional teams… more
- Amazon (New York, NY)
- …knowledge of the operational processes, risk landscapes, and control environments impacting global transportation compliance programs. - Demonstrable ... to ensure alignment between core business priorities and transportation compliance risk strategies. - Developing an in-depth...audit roadmaps, audit or risk program design, control environment process documentation , and control… more
- Robert Half (New York, NY)
- …and asset management. Consultants will work within internal control frameworks, risk frameworks and regulator, compliance methodologies. Throughout Risk ... programs, reports, and control summaries. As a Risk and Compliance intern, you review transactions...Consultant: + Advanced verbal and written communication skills, including documentation of findings and recommendations + Ability to apply… more
- TD Bank (New York, NY)
- …and to propose practical solutions to mitigate risk , as it relates to compliance Global Control Room. + Demonstrated ability to work across teams globally ... reporting on findings and/or recommendations for enhancements, to the Global Head of Global Control Room and Compliance senior management. + **Global Control … more
- Tradeweb (New York, NY)
- … risk ownership, control execution, and compliance with firm-wide risk frameworks. + Maintain documentation of risk acceptance decisions, with ... and execution-focused Vice President to join the First Line Risk & Control function. Operating under the... control health. + Collaborate with second line risk and compliance functions to maintain alignment… more
- TD Bank (New York, NY)
- …with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports required by external ... with key stakeholders, such that TD achieves and maintains compliance and properly remediates findings from internal and external...and guidance as required + Maintains a culture of risk management and control , supported by effective… more
- City National Bank (New York, NY)
- …to lower the residual risk level; completeness and robustness of control documentation ; reasonableness of control assessment approach and sample ... of risk identification assessments and scenario analysis, Risk and Control Self Assessments (RCSA's), Key...services industry * Minimum 5 years of experience in risk management, operational risk management, compliance… more
- Citigroup (New York, NY)
- …well as supporting and contributing to the enhancement of the E-Trading related risk control framework, through strategic control enhancement projects. The ... America E-Trading Businesses (Rates, Spread Products and Equities), Technology, Risk and Compliance functions. + Development and...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- Danaher Corporation (New York, NY)
- …Conduct third-party risk assessments to evaluate vendor security posture and compliance , + Perform NIST control assessments to ensure adherence to ... professional experience in cybersecurity, risk management, or compliance roles + Demonstrated proficiency in NIST control...assessments + Minimum of 3 years of experience producing compliance -related documentation It would be a plus… more
- TD Bank (New York, NY)
- …Work closely with Senior Manager to implement opportunities and develop detailed documentation . Will support the implementation of appropriate risk frameworks ... key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business… more
- MUFG (New York, NY)
- …to back office). + Expertise in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, ... items + ORM SME reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance ...+ Experience in control testing techniques and documentation + Strong knowledge of operational risk … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...foster a strong risk culture and address risk issues. The team oversees credit control … more
- Molina Healthcare (New York, NY)
- …Cybersecurity Risk Management programs, concentrating on internal and third-party risk assessments and audits. Assessment and compliance activities include ... and its suppliers. + Partner with internal and external auditors to facilitate compliance audits and mitigate findings. + Manage documentation (eg, requesting,… more
- American Express (New York, NY)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... components, solve them by potentially using data analysis, process knowledge and risk / control knowledge, and communicate data analysis, issues and control… more
- American Express (New York, NY)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... problems into components and solve utilizing complex thought, process and risk / control knowledge. **Preferred Qualifications** + Audit experience within the… more
- MTA (New York, NY)
- …goods or services. In addition, this role is tasked with compiling data and completing documentation related to vendor risk , as well as ensuring that the issues ... Auditor (CISA) Global Information Assurance Certification (GIAC) Certified Third-Party Risk Professional (CTPRP) Certified Compliance & Ethics Professional… more
- JPMorgan Chase (Jersey City, NJ)
- …Lead in our Cybersecurity and Technology Controls team, you will lead expert technical risk assurance and control oversight to ensure the firm's products and ... plans, controls, and standards development. + Prepare detailed reports and documentation of risk assessments, findings, and recommendations. Ensure all… more