- Citigroup (New York, NY)
- …in regulatory interactions. The role will support the broader Risk Regulatory Engagement team ensure Senior Management remain informed of ... **Team Overview:** The Risk Regulatory Engagement team...Risk Management, and/or significant project management and stakeholder engagement . **Key Responsibilities:** + Produce reports to Senior… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain...to influence and lead people across cultures at a senior level + Experience in managing regulatory … more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... regulatory requirements and guidance + Manage and minimize engagement risk by proactively identifying issues and recommended courses of remediation +… more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Senior Officer-SVP is a strategic professional who closely follows latest trends in own field and adapts them for ... regarding the operations of the business. **Responsibilities:** + Responsible for the engagement strategy and execution and the regulatory exam management… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... engagements, including resource allocations and budget management + Manage and minimize engagement risk by proactively identifying issues and recommended courses… more
- Citigroup (New York, NY)
- …Citi's senior management, champions strong financial discipline across the regulatory engagement team and drives efficiencies in key initiatives, including ... regulatory engagement team responsible for the holistic relationship with senior supervisors at Citi's US regulatory authorities, as well as matrix… more
- Citigroup (New York, NY)
- …data transformation. + Develop senior management-ready materials for RMEC ( Risk Management Executive Committee) and Regulatory Exams and reviews on ... Risk Management. The Trading Book (TB) Transformation Risk Data Transformation Stakeholder Engagement Lead is...teams managing Counterparty Credit Risk and Market Risk . + Internal peer review of all Regulatory… more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team is responsible for facilitating interactions with regulators across Citi's Finance ... on strategic insights delivering common tools and templates to support best-in-class regulatory engagement and communications. **About the Role** The Finance … more
- Citigroup (New York, NY)
- …while defining and implementing best practices. **About the role** The Finance Regulatory Engagement Communications and Reporting Senior Vice President ... **About the Team** The Finance Regulatory Engagement & Oversight team works...prepare materials related to a wide-range of financial- and risk -related topics. Tactics include both long- and short-forms of… more
- JPMorgan Chase (Jersey City, NJ)
- …Associate within the Practices Audit team, you will support Internal Audit's Regulatory Engagement and Exam Management Team, including executing BAU initiatives, ... assist in driving forward strategic technology-related initiatives influencing broader regulatory engagement activities, facilitate cross LOB information… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment, Monitoring and Testing, and Regulatory Change Management is ... Compliance. This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management.… more
- Morgan Stanley (New York, NY)
- …10 years of professional experience in financial services with focus on audit or regulatory risk & compliance; 15 years preferred * Experience with regulatory ... internal audits * Collaborate with management to confirm Bank engagement with Firm audits identified as having a Bank...* **Title:** *Vice President US Banks First Line Business Risk Regulatory & Audit* **Location:** *New York-New… more
- JPMorgan Chase (Jersey City, NJ)
- …Vice President within the Practices Audit team, you will support Internal Audit's Regulatory Engagement and Exam Management Team, including assisting in driving ... forward technology-related strategic initiatives, influencing broader regulatory engagement activities, facilitating cross LOB information sharing, and enhancing… more
- Citizens (New York, NY)
- …Regulatory Change Management and the facilitation of the enterprise Compliance Risk Assessment progress. Specific to Regulatory Change Management, this ... of Compliance Operations, the role will have exposure across senior Compliance leadership, as well as the bank's business,...regulatory requirements ahead of compliance dates, + Ongoing engagement with 3rd Party support partner, CUBE (TM) ,… more
- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City ... model adjustments. + Act as the business teams' liaison for business line risk management, compliance activities, legal engagement , and internal or external… more
- US Bank (New York, NY)
- …administration, credit rating assignments, problem loan management, etc.). This role supports the Senior Audit Manager - Credit Risk , Senior Audit Director ... Audit Manager will have strong knowledge of audit, risk management, and regulatory expectations (eg, Office...over the activities mentioned above, and deliver updates to risk and operating committees, senior management and… more
- Citigroup (New York, NY)
- …and consumer US bank regulatory matters. + Key stakeholder in senior forums covering strategy, risk management, governance, regulatory interactions, ... motivated attorney to join its Legal Department as a Senior Lead Counsel 2 in the Bank Regulatory...business/function operations. + Appropriately identify and assess US bank regulatory risk issues when business decisions are… more
- Citigroup (New York, NY)
- …audit standards. Education: Bachelor's degree, Masters degree a plus **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** ... Regulatory Execution Senior Lead / Hybrid...use Enterprise Data. The position will part of the Regulatory Execution team within Risk Data and… more
- Citigroup (New York, NY)
- The Risk organization's Head of Project Management Group is looking for a strong ** Risk Program Management Leader** for the Wealth Risk segment to manage and ... execute on a diverse slate of multi-year projects to support overall Risk Transformation. This includes ensuring effective and timely execution of all programs under… more