- Fidelity Investments (New York, NY)
- Job Description: Vice President Wealth and Brokerage Platform...Exchange Act of 1934, the Investment Advisers Act of 1940 , the Investment Company ... people and progressive technology. The Purpose of Your Role The Vice President Wealth and Brokerage Platform Sales is primarily responsible for managing… more
- BlackRock (New York, NY)
- …are seeking a highly motivated professional to serve as a member of BlackRock's 1940 Act Registered Fund Compliance team, focusing on multiple product lines ... regulatory requirements and applicable BlackRock policies and procedures relating to 1940 Act products. The individual will provide compliance support to key… more
- JPMorgan Chase (New York, NY)
- …a law firm or investment management firm. + Expertise in the Investment Company Act of 1940 . + Strong leadership, analytical, and problem-solving skills. + ... Proven ability to manage multiple complex projects simultaneously. + Excellent business judgment and strategic thinking. + Effective communication skills at all business levels. + Ability to work collaboratively across departments. + JD or educational… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Vice President in the Credit Department with solid foundation in accounting ... risk in various transactions with financial institutions in the Americas. The Vice President 's main responsibility entails the review of credit applications… more
