- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Audit Manager for the Financial Crimes Audit Team. The Financial Crimes Audit Team performs ... financial crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team performs independent testing for the Bank Secrecy Act,… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for providing specialized in-depth audit ... has an overall responsibility for the completion of the audit + Evaluates internal and external risks for assigned...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... functional corporate areas. The job will also oversee the Audit team performing the audits. **Depth & Scope:** +...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals ... leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- TD Bank (Charlotte, NC)
- …to pursue certification + Travel 25% or more Preferred Experience: CAMS, CFE certification Financial Crimes /AML Audit experience **Who We Are:** TD is one ... scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures...of the world's leading global financial institutions and is the fifth largest bank in… more
- NTT America, Inc. (Charlotte, NC)
- …adaptable, and forward-thinking organization, apply now. We are currently seeking a Financial Crimes Audit Senior Manager to join our team in Charlotte, ... financial -services-consulting **How You'll Help Us:** As a ** Financial Crimes Audit Senior Manager ,** you will play a pivotal role in… more
- Fifth Third Bank, NA (Charlotte, NC)
- …a CRT screen. + Some travel may be required (less than 10% of total job). Financial Crimes Manager -Wealth & Asset Management Total Base Pay Range 94,500.00 - ... in banking at Fifth Third Bank. GENERAL FUNCTION: The Financial Crimes Risk Manager must...groups; + Assist in tracking the status of regulatory, audit and self-identified Financial Crimes -related… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES TESTING*...Bachelor's Degree or equivalent * Minimum 5 years of audit , testing or related experience with a BSA/OFAC focus ... WHAT IS THE OPPORTUNITY? The BSA/OFAC Testing Manager manages a team of BSA Risk Analysts to...of experience conducting audits/testing with a BSA/OFAC focus within financial institutions and supervising staff. * ACAMS Current Certified… more
- City National Bank (Charlotte, NC)
- * FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , this colleague is responsible for carrying out ... you will do * Program Governance Role: ◦ Support Financial Crimes Compliance Program Governance, including Training,...control environment, under the guidance of the BSA Risk Manager . * Analyzes and escalates issues and concerns related… more
- Truist (Charlotte, NC)
- …and understanding of how changes in those regulations or compliance requirements affect Financial Crimes . + Thorough working knowledge of the risk indicator ... related training. + Three - Four years of banking, financial industry or related experience; preferably in a branch,... industry or related experience; preferably in a branch, audit , compliance or lending-related area. + Strong knowledge and… more
- Truist (Charlotte, NC)
- …enhance achievement of goals and objectives 6. Present and effectively communicate identified audit issues to Management and the Engagement Manager . 7. Develop ... for assisting in the completion and documentation of risk based internal audit assurance activities that may include complex assignments. The Truist Senior Internal… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Support the Financial Intelligence Unit (FIU) in enterprise-wide Bank Secrecy Act/Anti-Money Laundering ... years of compliance experience in BSA/AML Compliance, BSA/AML regulatory, BSA/AML Audit or related experience + Excellent analytical and problem-solving skills with… more
- Bank of America (Charlotte, NC)
- …and CFs directly. This role is responsible for executing the Company's Global Financial Crimes Program related to Correspondent Banking Program Management and ... This role will lead a team responsible for identifying and assessing inherent financial crimes risk and controls associated with correspondent banking, new… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...placed into a branch. Successful completion of the Branch Manager Readiness program is a pre-requisite to transition into… more
- Wells Fargo (Kannapolis, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... completion and been placed into a branch. Successful completion of the Branch Manager Readiness program is a pre-requisite to transition into a non-exempt Associate… more
- Truist (Charlotte, NC)
- …multiple risk and business domains (eg, Underwriting, Loss Forecasting, Compliance, Financial Crimes , etc.). 2. Effectively and independently interact with ... senior leaders from management, business areas, audit , and regulatory bodies. 3. Provide leadership / mentorship...science, or equivalent education and related training. 2. Chartered Financial Analyst (CFA), Financial Risk Manager… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... it here.** At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...role:** Wells Fargo is seeking a Control Management Senior Manager responsible for partnering with the Global Payments &… more
- Bank of America (Charlotte, NC)
- …Client Due Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client ... Client Outreach VP /Director Manager Charlotte, North Carolina;Fort Worth, Texas **Job Description:**...guide clients as needed to comply + Represent Outreach onexam/ audit /regulatorymanagement from a FLU perspective, where needed + Adhere… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... Wells Fargo is seeking an Analytics Senior Manager in Human Resources as part of the...in engaging technical and non-technical stakeholders + Participate in Audit engagements, as needed, by providing detailed responses, overview… more