- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II is accountable for overseeing the planning and ... This is an individual contributor role reporting into a Senior Audit Manager with matrixed responsibilities of teams and resources. **Job Responsibilities:** +… more
- Truist (Charlotte, NC)
- …3. Experience in enterprise issue management, working with technology, risk, regulatory and audit partners to help plan, execute and report on and document evidence ... and findings. 4. Familiarity with Archer eGRC platform (governance, risk, and compliance ) 5. Ability to understand technical compliance activities, including but… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk ... business and regulatory change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root cause, the corrective action plans… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk ... business and regulatory change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root cause, the corrective action plans… more
- Truist (Charlotte, NC)
- …Sarbanes-Oxley, Truist issued System and Organization Controls (SOC) reports and FDICIA compliance efforts. Following is a summary of the essential functions for ... a Subject Matter Expert (SME) for technology risk and compliance for SOC1 and SOX impacting processes and initiatives....vendor SOC1 reports. 11. Provide oversight as risk and audit teams perform assessments to evaluate controls, security, SOD,… more
- Truist (Charlotte, NC)
- …and reporting standards. + Review and update policies and procedures for compliance with regulations and corporate polices and standards. + Coordinate development of ... + Ensure robust internal controls over financial reporting in compliance with Sarbanes-Oxley (SOX) requirements, including disclosure controls and procedures.… more
- Truist (Charlotte, NC)
- …and incorporating industry best practices. + Manage and respond internal and external audit inquiries. + Provide support to the leadership on adhoc projects in ... financial statement risk to provide input on initiatives to enhance control compliance with US GAAP and Sarbanes-Oxley Act (SOX) **Required Qualifications:** The… more
- Bank of America (Charlotte, NC)
- Quantitative Operations Associate II - Sanctions Screening Center of Excellence Richmond, Virginia;Charlotte, North Carolina; Scranton, Pennsylvania **Job ... models. May report to either Quant Operations Exec or Quantitative Operations Manager . **Line of Business Job Description:** About Sanctions Screening Center of… more
- Bank of America (Charlotte, NC)
- …other internal legal colleagues, as well as syndications, treasury, risk management, compliance , regulatory and audit partners supporting those lines of ... Attorney II - Global Banking, Commercial & Restructuring Charlotte,...leadership + Interprets rulings, laws, and regulations from a compliance and business control standpoint + Drafts, reviews, and/or… more
- City National Bank (Charlotte, NC)
- *MODEL RISK GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? Model Risk Governance manager leads the operation of model risk governance program within City National ... with Enterprise Model Risk Management Governance team and will report to Manager of CNB Model Risk Management Group. Responsibilities may include model validation… more
- Lowe's (Mooresville, NC)
- **Your Impact** The primary purpose of this role is to work closely with the Audit Manager , Senior Auditor II , and project teams by actively participating in ... planning, developing and executing of audit testing, and preparing inputs to written communication and deliverables for audit engagements involving the use of… more
- City National Bank (Charlotte, NC)
- …bank. This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate risk ... mitigation activities; ( ii ) consulting risk owners on how to design and...Management Policy, control testing methodologies, and related regulatory and compliance standards. This dynamic position provides opportunities for working… more
- Ryder System (Charlotte, NC)
- …and Supply Chain Services in the World! **Summary** The Operations Supervisor assists the Operations Manager I and II and/or Sr. Operations Manager I and ... be a development position to prepare incumbents for the Operations Manager role. **Essential Functions** + Workflow Management:Responsible for work analysis,… more