- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, ... manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager,...quality assurance/control, audit or other related compliance function specific to a line of business … more
- Regions Bank (Charlotte, NC)
- …of the system. **Job Description:** At Regions, the Mortgage Quality Assurance Function Manager leads a team of analysts that are responsible for identifying, ... to maximize operational efficiency and quality, and ensure adherence to compliance standards, in partnership with various geography and support unit… more
- TD Bank (Charlotte, NC)
- …aspects of Compliance laws + Works with executive team, senior business unit management/partners to develop proactive strategies, tactics, policies and ... setting new industry standards. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and leads a...+ Oversees and leads a highly complex and diverse Compliance function for an area of significant… more
- TD Bank (Charlotte, NC)
- …business ( Compliance ) partners and coordinates tracking and reporting of Compliance function initiatives and programs + Prepares and delivers summaries, ... a mission to build a more resilient and scalable compliance risk management function . As part of...and participate in knowledge transfer within the team and business unit + Keeps current on emerging… more
- TD Bank (Charlotte, NC)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... a mission to build a more resilient and scalable compliance risk management function . As part of...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. **Applicants ... Compliance . Learn more about the career areas and business divisions at wellsfargojobs.com. **In this role, you will:**...legal and regulatory requirements or providing oversight to a compliance function . + Knowledge and understanding of… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. **Applicants ... oversight for Commercial Banking. The goal of the Market Coverage and Specialized Industries Compliance team is to ensure that the business understands the laws,… more
- Truist (Charlotte, NC)
- …and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates. 2. Review regulatory ... of America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions.… more
- Citigroup (Charlotte, NC)
- …execute a robust Audit Plan, including validation of regulatory issues for the Compliance function . **Responsibilities:** + Manage a team of Internal Audit ... a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination with the Audit team. The overall… more
- Truist (Charlotte, NC)
- …and fourth party oversight for assigned vendors with the understanding of the business unit 's sourcing strategy. Coordinate and work with Division aligned ... Function (TPROF), and Supplier Service Management (SSM). Manage relationship within the business unit and with the vendor to improve risk, cost, quality, and… more
- TD Bank (Charlotte, NC)
- …of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners to develop proactive strategies, tactics, policies, ... of external competition, industry and/or market trends in relation to own function / business + Involves contact with cross-functional teams across TDBG and… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... our Corporate and Investment Banking Heightened Customer Risk Team as a Senior Business Execution Consultant. In this role, the individual will be responsible for… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... exercise independent judgment while developing the knowledge to understand function , policies, procedures and compliance requirements **Required… more
- TD Bank (Charlotte, NC)
- …area of expertise and participate in knowledge transfer within the team, and business unit , and/or cross-functional groups or committees (eg, Data Councils) + ... data and information is retained and disposed in compliance with enterprise data standards, policies and guidelines +...workforce + Acts as a brand ambassador for your business area/ function and the bank, both internally… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. **Applicants ... efficiencies as appropriate + Review strategic approaches and effectiveness of support function and business performance + Perform assessments through fact… more
- TD Bank (Charlotte, NC)
- …in own area and participates in knowledge transfer within the team and business unit + Keeps current on emerging trends/developments and grows knowledge ... supports a diverse workforce + Acts as a brand ambassador for your business area/ function and the bank, both internally and/or externally **Physical… more
- Acosta Group (Charlotte, NC)
- …Equal Opportunity Employer **Job Category:** Wholesale **Position Type:** Full time ** Business Unit :** Sales **Salary Range:** $60,000.00 - $75,000.00 ... **DESCRIPTION** As a ** Business Manager** , you will play a pivotal...with team members to help build organizational capacity. + ** Compliance and Financial Management:** Ensure all client procedures and… more
- Huntington National Bank (Charlotte, NC)
- …underwriting Business Banking loans to determine credit worthiness and compliance with Bank lending policy. Duties and Responsibilities: + Supports Business ... Summary: The Business Banking Underwriter IV is responsible for...knowledge and expertise to represent direct manager outside of function group as needed. + Collaborate with both credit… more
- TD Bank (Charlotte, NC)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... a mission to build a more resilient and scalable compliance risk management function . As part of...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- TD Bank (Charlotte, NC)
- …expertise in own area and participate in knowledge transfer within the team and business unit + Keeps current on emerging trends/ developments and grow knowledge ... knowledge of broader related areas + Integrates knowledge of the enterprise sub- function 's or business line's overarching strategy in developing solutions across… more