- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance ... managing compliance programs related to risk assessment, exam management, monitoring , reporting, and training across multiple lines of business. The ideal… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance Monitoring Programs will lead and enhance ... managing compliance programs related to risk assessment, exam management, monitoring , reporting, and training across multiple lines of business. The ideal… more
- TD Bank (Charlotte, NC)
- …potential gaps in coverage, and creates standards and procedures for the US Compliance Monitoring Program.** **In this position, the Compliance Specialist ... of the US Compliance Risk Management Program, including:** + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk assessment,… more
- TD Bank (Charlotte, NC)
- …**but not limited to:** **Reg. Z, Reg. X. FCRA/Reg. V, Flood.** **Prior compliance related QA/QC testing and/or monitoring experiences as well as knowledge ... operating procedures; and policies + Independently performs targeted and periodic monitoring of business activities for compliance with regulatory requirements… more
- TD Bank (Charlotte, NC)
- …Compliance Business Oversight Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review ... of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)...Abusive Acts or Practices (UDAAP) regulations + Experience with compliance testing and monitoring frameworks + Exposure… more
- TD Bank (Charlotte, NC)
- … **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight and ... is outlined in the general description below. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and objective… more
- Regions Bank (Charlotte, NC)
- …a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong ... the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, second, or third line of… more
- TD Bank (Charlotte, NC)
- …thresholds, and associated troubleshooting. + Solid understanding of AML Transaction Monitoring and other financial crime compliance regulations and industry ... **Job Description:** **Department Overview:** The Senior AML Business Data Manager for AML Data is responsible for supporting implementation, enhancement… more
- TD Bank (Charlotte, NC)
- …is outlined in the general description below. **Job Description Summary:** The Compliance Governance & Operations Manager leads the development and ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Job Description:** **Why Work with Us?** At TD Bank US… more
- NTT America, Inc. (Charlotte, NC)
- …and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consulting Manager to join our team in Charlotte, North Carolina ... https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **How You'll Help Us:** As a Risk & Compliance Consulting Manager you will play a… more
- Truist (Charlotte, NC)
- …institution 3. Prior supervisory or management experience 4. Certified Regulatory Compliance Manager (CRCM) **General Description of Available Benefits for ... States of America) **Please review the following job description:** Ensures appropriate compliance risk oversight is in place for assigned business units and/or… more
- Truist (Charlotte, NC)
- …**Preferred Qualifications:** 1. Juris Doctor (JD) or Master's degree 2. Certified Regulatory Compliance Manager (CRCM) or Completion of ABA Compliance ... America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes … more
- Anywhere Real Estate (Charlotte, NC)
- …related documents for each of the franchising brands within Anywhere Brands. The Compliance Manager - Franchise Contracts will lead efforts in executing ... related documents, and company policies. This role involves reviewing, analyzing, and monitoring contracts to ensure compliance with legal standards and mitigate… more
- Resideo (Charlotte, NC)
- …experienced professional to join our team in a newly created role as the Finance Compliance Manager . This role will be instrumental in advising management on ... will be valued and recognized. + Embarking on the journey as Resideo's Global Finance Compliance Manager presents an avenue to play an integral role in molding… more
- US Bank (Charlotte, NC)
- …skills to join the Compliance Governance and Reporting team as a Reporting Manager for Fiduciary and Compliance Risk Management. This role will play an ... excel at-all from Day One. **Job Description** The Corporate Compliance group within US Bancorp Risk Management & ...processes such as maintenance of the Risk Appetite Statement, monitoring and reporting Emerging Risks and Watch Items, and… more
- Citigroup (Charlotte, NC)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination with the ... a robust Audit Plan, including validation of regulatory issues for the Compliance function. **Responsibilities:** + Manage a team of Internal Audit professionals,… more
- Regions Bank (Charlotte, NC)
- …compliance in a specific line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... compliance + Conducts research of laws and regulations that impact compliance to include monitoring for new laws and regulations or changes to existing laws… more
- Citigroup (Charlotte, NC)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. **Responsibilities:** + Providing compliance coverage inclusive of control/design challenge for Enterprise Workforce… more
- Bank of America (Charlotte, NC)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank of ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- Wells Fargo (Charlotte, NC)
- …and projection modeling to ensure accurate and timely and accurate monitoring , accurate risk ratings, covenant compliance , watchlist updates, recognition ... **About this role:** Wells Fargo is seeking an Executive Director-level Portfolio Manager for Wells Fargo Corporate & Investment Banking Renewables team. The… more