- NTT America, Inc. (Charlotte, NC)
- …of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Financial Crimes Audit Senior Manager to join our ... https://us.nttdata.com/en/services/consulting-services/banking-and- financial -services-consulting **How You'll Help Us:** As a ** Financial Crimes Audit Senior… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Truist is looking for an Audit Senior Director who will cover the Truist Enterprise Risk Management ... domains around Financial Crimes , Anti-Money Laundering (AML) and OFAC.... Director oversees the development of a comprehensive, dynamic audit plan. Senior Directors may lead other… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Audit Manager for the Financial Crimes Audit Team. The Financial Crimes Audit Team ... risk across Wells Fargo lines of business. The Financial Crimes Audit Team performs...auditing + Previous experience engaging, collaborating, and influencing with senior leaders and line of business staff + Virtual… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for ... has an overall responsibility for the completion of the audit + Evaluates internal and external risks for assigned...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …recruiter who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and ... develops a team of audit professionals and oversees, plans and executes audits and/or...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- City National Bank (Charlotte, NC)
- * FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager, this colleague is responsible for carrying out ... you will do * Program Governance Role: ◦ Support Financial Crimes Compliance Program Governance, including Training,...personnel and outside contacts. * Experience with quality control, audit or compliance testing is preferred. * Familiar with… more
- Fifth Third Bank, NA (Charlotte, NC)
- …forces and discussion groups; + Assist in tracking the status of regulatory, audit and self-identified Financial Crimes -related program deficiencies; + ... in banking at Fifth Third Bank. GENERAL FUNCTION: The Financial Crimes Risk Manager must have a...risk assessment activities. Analyze and summarize report findings for senior management review; + Identify key risks and mitigating… more
- Truist (Charlotte, NC)
- …and understanding of how changes in those regulations or compliance requirements affect Financial Crimes . + Thorough working knowledge of the risk indicator ... related training. + Three - Four years of banking, financial industry or related experience; preferably in a branch,... industry or related experience; preferably in a branch, audit , compliance or lending-related area. + Strong knowledge and… more
- Truist (Charlotte, NC)
- …Truist Senior Internal Auditor will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. ... (United States of America) **Please review the following job description:** Truist Senior Internal Auditor is responsible for assisting in the completion and… more
- City National Bank (Charlotte, NC)
- *MANAGER FINANCIAL CRIMES TESTING* WHAT IS THE OPPORTUNITY? The BSA/OFAC Testing Manager manages a team of BSA Risk Analysts to execute the BSA/OFAC ... effectively communicate testing/monitoring results to the BSA Risk Manager and senior management in meetings, presentations, and/or written reports and memorandums.… more
- Truist (Charlotte, NC)
- …and understanding of how changes in those regulations or compliance requirements affect Financial Crimes . 4. Thorough working knowledge of the risk indicator ... related training. 2. Three - Four years of banking, financial industry or related experience; preferably in a branch,... industry or related experience; preferably in a branch, audit , compliance or lending-related area. 3. Strong knowledge and… more
- TD Bank (Charlotte, NC)
- …of ML/TF, Sanctions Risk Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of ... who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The US Financial Crime Risk… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise COSO testing team is a ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... Senior Auditor on the Market and Counterparty Risk Audit Team which focuses on market and counterparty risk...risk methodologies and supporting tools + Experience at a financial institution or accounting firm + A BS/BA degree… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Senior Market Risk Specialist. This position is offered...regulatory stress testing. Experience working with regulators and internal audit will be beneficial in this role as the… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent Testing &...total of 4 years of experience: testing controls or audit experience at Big Four/super regional public accounting firm.… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Senior Lead Analytics Consultant. **In this role, you...financial services industry, including compliance, risk management, and/or audit operations + Ability to prioritize work, meet deadlines,… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . Wells Fargo is seeking a ** Senior Risk Analytics Consultant** to join the Consumer Data… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... it here.** At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...this role:** Wells Fargo is seeking a Control Management Senior Manager responsible for partnering with the Global Payments… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... to all aspects of AML and ATF laws. The Financial Crimes Risk Management (FCRM) Know Your...and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings,… more