- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible… more
- City National Bank (Concord, NC)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I- Entertainment & Sports Banking, Private Banking, and Wealth Management* WHAT IS THE OPPORTUNITY? ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Senior AI Risk Oversight Manager provides leadership and drives the successful implementation ... of the AI Risk Oversight Program in the second line-of-defense...of identification, mitigation, validation and monitoring of transverse AI risk (eg, technology, data, operational , compliance, teammate).… more
- Synchrony (Charlotte, NC)
- …Guidebook will enable a standard and repeatable process is established + Support Operational Risk Management (ORM) team with tracking team deliverables requested ... especially once the investment is made public. This role ( Risk Management Oversight Specialist) is focused on...business and provide an independent assessment of the risk -taking activities + Manage risks and issues within the… more
- TD Bank (Charlotte, NC)
- …to setting new industry standards. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and leads a team of Compliance professionals ... based on subject matter expertise + Provides explanation and/or resolution for business /Compliance management based findings + Manages high risk initiatives and… more
- TD Bank (Charlotte, NC)
- …will cascade throughout the organization. **The Ideal Candidate:** The Senior Compliance Business Oversight Analyst supports the Fair Banking Compliance team to ... in the general description below. **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a **Lead Compliance Officer** in Corporate Risk as part **Trade Surveillance Oversight ** Team. This role will be responsible for providing ... timely remediation of issues, deficiencies or regulatory matters regarding front line oversight + Develop, oversee, and provide expert business and regulatory… more
- USAA (Charlotte, NC)
- …eg: Cybersecurity, Identity and Access Management, Information Assurance and Governance, Operational Risk Management and/or Information Technology to include ... a complex and highly regulated environment. They will also partner with the lines-of- business , Enterprise Risk and Compliance, Audit Services, and Legal, to… more
- Bank of America (Charlotte, NC)
- …Contribute to create a positive team culture within a diverse workforce * Strong risk awareness, including operational , compliance, and reputational risk * ... Third Party Information Security Escalation Management and Oversight Chicago, Illinois;Washington, District of Columbia; Addison, Texas; Charlotte, North Carolina;… more
- Truist (Charlotte, NC)
- …Consumer & Small Business Banking (CSBB) Business Unit Chief Risk Officers (BUCRO) with oversight responsibility for Branch Banking and Premier Banking. ... from time to time. 1.Through robust 2nd line oversight , ensure the Business Unit's compliant execution to the corporate risk management framework for all… more
- USAA (Charlotte, NC)
- …part of what truly makes us special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor Senior, you will be positioned in the ... Governance, or quality governance. + Perform ongoing supervision and oversight of business controls and shares knowledge...reviewing and advising on control development and design. + Operational risk and compliance experience a plus… more
- Truist (Charlotte, NC)
- …Key Risk Indicators (KRIs). 5. Provide risk management support and oversight for change activities (both business and regulatory change). 6. Provide ... defense end-to-end risk management support for the Consumer and Small Business Banking (CSBB) organization, with primary focus on Deposits, Small Business ,… more
- Citigroup (Charlotte, NC)
- …contribute to the overall objectives of the bank. Individuals responsible for In- business Risk Management oversee risk identification, assessment, ... on managing one or more risks in support of business activities. Professionals in Enterprise Risk Management...standards **Qualifications** : + 6-10 years of experience in Operational Risk Management, Audit, Compliance or other… more
- First Horizon Bank (Charlotte, NC)
- …**Location** : Onsite listed at the location in the job posting. **Summary** The Business Risk and Controls Advisor supports the Marketing and Product Management ... management programs and other first line of defense risk activities in support of line of business...to resolve complex issues. + Experience managing enterprise and operational risk programs at a large financial… more
- ManpowerGroup (Charlotte, NC)
- …Chief Operating Officer (COO) department, this role will provide crucial support to operational risk management efforts. The ideal candidate will possess strong ... **Job Title: Sr. Risk Consultant (RCSA- Business /Operations)** **Location:** Charlotte,... risk management activities, including addressing issues, managing operational risk events (OREs), and facilitating process… more
- TD Bank (Charlotte, NC)
- …:** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime Risk Oversight oversees the team and leads 2nd-line oversight ... skills and capabilities to achieve career goals, support project/initiative success and achieve business results + Provides oversight to aspects of an assigned… more
- TD Bank (Charlotte, NC)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor… more
- Truist (Charlotte, NC)
- …from time to time. 1. Technology Risk Leadership - Provide independent risk oversight (ie second line of defense/LOD2) for Truist Technology through the ... availability. Assessments should leverage agreed upon metrics produced by Business Unit Risk Management (BURM) /first line...Access Management and Truist Cloud. 12. Third Party Management Risk Oversight - Monitor, assess and challenge… more
- Truist (Charlotte, NC)
- …for independent risk oversight of one or more Technology Risk Framework domains and/or Business Unit Technology areas. Partner with Enterprise Technology ... may change from time to time. 1. Provides independent risk oversight (ie second line of defense/LOD2)...the effective identification, mitigation, monitoring and reporting of technology risk and other related risks (eg, operational ,… more
- Wells Fargo (Charlotte, NC)
- …peers, colleagues, and managers to resolve issues and achieve goals. + Collaborate with business for oversight of risk management. + Interact with Audit, ... across groups, legal entities, geographies, and jurisdictions) and the quality of credit risk management practices across the company. This oversight extends to… more