- TD Bank (Charlotte, NC)
- …supports TD business lines in identifying, assessing, and implementing regulatory change . The Regulatory Implementation Team within CRCO supports ... business line regulatory change implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or… more
- TD Bank (Charlotte, NC)
- …a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant subject ... maintains the US regulatory inventory. This role ensures compliance with regulatory requirements and effective change management. Key responsibilities of the… more
- Truist (Charlotte, NC)
- …variety of complex accounting and financial reporting activities to meet regulatory reporting requirements and support the timely preparation, review, production and ... both major and minor, which are not mentioned below. Specific activities may change from time to time. Provide leadership in the development, design, … more
- TD Bank (Charlotte, NC)
- …on regulatory requirements + Advises the business with respect to the implementation of new and amended regulatory requirements + Independently reviews and ... individual for this role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto originations and the TDs FCRA… more
- City National Bank (Charlotte, NC)
- …* Work closely with corporate teams and cross-functional leads as required (eg, Project Manager , Implementation Manager , Business Lead, IT Lead, IRM, Audit, ... assessments during implementation . Monitoring and reporting on aggregate portfolios of change , and assesses Bank's ability to deliver change by reviewing… more
- TD Bank (Charlotte, NC)
- …completing regulatory research, assisting with regulatory change management, issue management, monitoring project implementation efforts, reviewing ... work experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus + Strong… more
- TD Bank (Charlotte, NC)
- …Nordstrom. Primary responsibilities for this role include issue management, regulatory change management oversight, complaints, risk assessments, ... work experience + 7+ years of experience **Preferred Skills:** + **Certified Regulatory Compliance Manager (CRCM)** + **Prior testing, audit or business… more
- Citigroup (Charlotte, NC)
- The Global Regulatory and Capital Reporting - Reporting Analytics Change Management and Innovation organization is looking for a dynamic individual to help shape ... other global processes and areas of consumption. The role holder will be a change leader and actively engage Regulatory Reporting teams leads to help transform… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance Monitoring Programs will lead and enhance our Compliance ... have extensive experience with large banks, a deep understanding of regulatory requirements ("alphabet soup" regulations), and knowledge of diverse products,… more
- TD Bank (Charlotte, NC)
- …Data Manager for is responsible for assisting with supporting implementation , enhancement and maintenance of AML platforms. This includes identifying and ... procedures for oversight of the transaction monitoring systems. AML Business Data Manager is accountable for assisting with coordination with technology teams on… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a team of Compliance ... and advises the business of new and changed Compliance regulatory and/or policy changes + Contributes to the development...and/or policy changes + Contributes to the development and implementation of Compliance programs related to all aspects of… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Oversight oversees the team and leads 2nd-line ... of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line of defense on the… more
- Truist (Charlotte, NC)
- …risk management support and oversight for change activities (both business and regulatory change ). 6. Provide oversight and support for open risk, audit and ... America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk… more
- O'Neal Industries, Inc. (Charlotte, NC)
- …and continuous improvement. https://www.twmetals.com/ About The Role: The Regional Safety Manager is responsible for leading the creation and maintenance of a ... to ensure safe working conditions and environmental practices that meet all HSE regulatory standards and industrial best practices. The Regional Safety Manager … more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory and oversight, with a particular… more
- TD Bank (Charlotte, NC)
- …to identify knowledge gaps and emerging risk areas. + Support the implementation of regulatory remediation activities related to training commitments. + ... Description:** **Department Overview:** The Financial Crime Risk Management Training Manager leads, and/or consults on enterprise, multi-business and/or complex… more
- Six Flags (Charlotte, NC)
- …a strong emphasis on major system harmonizations, user acceptance testing (UAT), and change management processes. The IT Audit Manager will work closely with ... Overview: We are seeking an experienced **IT Audit Manager ** to lead audits focused on SOX compliance,...and COSO / COBIT frameworks. + Experience with system implementation reviews, UAT processes, and change management… more
- Black & Veatch (Charlotte, NC)
- …a manager -level professional to join more than 200 consultants, regulatory policy advisors, technology specialists, and energy industry respected subject matter ... ** Manager , Consulting - Water/Wastewater/Stormwater** Date: May 14, 2025...industrial customers, municipalities, and government agencies. The Rates & Regulatory Practice provides highly desired services in market segments… more
- Xylem (Charlotte, NC)
- …customer expectations through innovative and sustainable solutions. **Overview:** The **Program Manager - Trade Compliance** will play a key role in supporting ... be a builder who has a proven track record of driving the successful implementation of trade initiatives, support system enhancements (such as SAP GTS modules), and… more
- Resideo (Charlotte, NC)
- …to join our team in a newly created role as the Finance Compliance Manager . This role will be instrumental in advising management on compliance matters inclusive of ... and controls to align with Sarbanes-Oxley, statutory audits, and other regulatory reporting requirements. This critical role involves managing programs across the… more