- New York State Civil Service (New York, NY)
- …No Agency Financial Services, Department of Title Risk, Audit and Internal Controls Team Lead ( Director Financial Services Programs 2, SG-33) Occupational ... for the position of Risk, Audit and Internal Controls Team Lead, in Banking Management....Is responsible for talent-management functions in the newly constituted Internal Audit and Controls team, including: o… more
- Morgan Stanley (New York, NY)
- …employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Internal Audit Director - Institutional Securities ... We're seeking someone to join our team as a Director to provide audit coverage for application...management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Director , Line of Business Audit (Hybrid) Capital One's Audit function is ... the enterprise. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of...insight into their area of subject-matter focus. Effectively represent internal audit at management meetings, internal… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function ... personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of our Audit … more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Director , Payments Network (Hybrid) Capital One's Audit function is a ... who drive impactful work for the enterprise. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of our Audit team… more
- American Express (New York, NY)
- … audit staff significantly as we continue to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds ... make an impact in this role? + Develop/update the Internal Audit coverage strategy to effectively assess...their role, the audit and analytic lifecycle, audit methodology, best practices, and banking concepts… more
- MUFG (New York, NY)
- …The Senior Credit Risk Audit Lead is a management role within the Internal Audit function and is responsible for oversight of audit 's activities ... VP and below ( _pre-approved exceptions may allow for Director and below_ ). **Major Responsibilities:** + Coordinate and...business' products, systems and processes. + Effectively partner with internal audit teams to provide subject matter… more
- Santander US (New York, NY)
- …and support functions (Technology and Operations, Finance, Risk, Legal & Compliance, HR, Internal Audit ,..) + Liaise with Financial Control department in the US, ... Executive Director , Business Management -Corporate & Investment Banking...develops strategic partnerships with business functions, management, and other internal /external stakeholders. + Identifies and analyzes the company's strengths,… more
- US Bank (New York, NY)
- …Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director /Senior Audit Director of the Risk Management ... Compliance audit team. This role supports the Audit Director /Senior Audit Director... audit scope and conclusions and adhere to internal audit policies and procedures. + Reviewing… more
- Scotiabank (New York, NY)
- …The incumbent will be required to work as part of the team and assist the Director , US Corporate Functions Audit to provide audit services to risk management ... applying risk-based auditing standards, practices, techniques, processes and methodologies to the audit of internal controls. **What You'll Do:** + Champions a… more
- US Bank (New York, NY)
- …management, etc.). This role supports the Senior Audit Manager - Credit Risk, Senior Audit Director and Chief Audit Executive, in providing the Audit ... Audit Manager - Credit Risk and Senior Audit Director in developing and driving the... audit scope and conclusions and adhere to internal audit policies and procedures. . Reviewing… more
- Amalgamated Bank (New York, NY)
- …Auditors. Responsibilities of the Senior Audit Manager include: + Assist the Internal Audit Director in performing and supervising audits, identifying ... various business lines, including but not limited to: Commercial Banking , Commercial and Residential Lending, Accounting, Treasury, Bank Operations,...Staff Auditor (or other staff as assigned by the Internal Audit Director ) as it… more
- City National Bank (Jersey City, NJ)
- …written reports and memorandums. The position will support City National Bank's Internal Audit in providing independent, objective assurance over the design ... that provide the insights. + Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with… more
- Scotiabank (New York, NY)
- Director , Internal Control, AML, ATF &...functions, second line (AML Risk), relevant Global functions, and Internal Audit . In addition to internal ... to results, in an inclusive and high-performing culture. **Global Banking and Markets:** Global Banking and Markets...together to drive ambition for every future! **Purpose:** The Director , Internal Control, AML, ATF & Sanctions… more
- City National Bank (Jersey City, NJ)
- …the evolving demands of the US regulatory environment and heightened expectations of internal audit . This includes the coordination of IT related regulatory ... that audits conform to local and global regulatory and internal audit requirements. + Supervise and implement...+ Bachelor's Degree or equivalent + Minimum 7 years banking / audit experience within Information Technology,… more
- Scotiabank (New York, NY)
- …issues identified through Technology Control testing and by others, including Internal Audit , Compliance, regulators, and management self-identified issues. + ... Director , Technology Control Testing **Requisition ID:** 198966 **Salary...SOX control testing across the portfolio by working with Internal and External Audit . + Review and… more
- JPMorgan Chase (Jersey City, NJ)
- The JPMC Internal Audit department is seeking a qualified...the use of AI/ML to advance the Future of Audit roadmap. As the Director of Data Strategy, ... Management & Solutions within the Internal Audit Chief Data Office, instrumental role...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- Scotiabank (New York, NY)
- …risk assessment program, the Regulatory Library initiative, review and response to Internal Audit and Compliance Testing findings, the Conduct Risk program, ... Director , SCUSA CCO, Head of Broker Dealer &...to results, in an inclusive and high-performing culture. **Global Banking and Markets:** Global Banking and Markets… more
- SMBC (New York, NY)
- …Description** This role will manage and oversee all Compliance-related issues (ie, Internal Audit , Compliance, self-identified and Regulatory), as well as ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Lead or participate on critical regulatory matters and meetings as required. Manage Internal Audit and Compliance exams related to the CRA Program and ... a proactive risk and control culture as the Executive Director of Control Management within Corporate Controls covering the...+ 10+ years of financial service experience in controls, audit , risk management + Strong understanding of regulatory and… more