- Unknown (Philadelphia, PA)
- Associate General Counsel , Broker -Dealer Regulatory Compliance About the Company Reputable financial services organization Industry Financial Services ... Privately Held About the Role The Company is in search of an Associate General Counsel with a focus on Broker -Dealer Regulatory Compliance to join its… more
- Vanguard (Malvern, PA)
- …brokerage, TBA trading, securities lending, repurchase agreements, as well as general trading agreements and supporting documentation. + Support new services, ... product developments and initiatives. + Advise, counsel , and educate internal clients and business units on...firm experience or in-house corporate experience in a bank, broker /dealer or investment firm. + Knowledge and experience in… more
- American Water (Camden, NJ)
- …concerns. o Ensuring all acquisitions activity is tracked and reported timely to the broker to prevent potential gaps in coverage. o Lead all components of the ... Fees, Miscellaneous Expenses. o Reporting on claim metrics: Workers' Compensation, General Liability, Auto Liability, Property, etc. o Presenting findings to key… more
