- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... special projects/initiatives within and across the NAM and LATAM clusters for the Surveillance Employee Licensing Compliance (SELC) team. + Additional duties as… more
- The Mount Sinai Health System (New York, NY)
- **JOB DESCRIPTION** Infection Surveillance Officer Mount Sinai Beth Israel Strength Through Diversity Groundbreaking science. Advancing medicine. Healing made ... that is acceptable to others and to the organization. **RESPONSIBILITIES** Infection Surveillance Officer Mount Sinai Beth Israel Strength Through Diversity… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and ... for the design, implementation, and oversight for controls and solutions supporting Surveillance , Employee Compliance and Control Room teams, designed to detect… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... are executed / delivered in support of the Bank's business strategies and objectives. Provide advice on compliance.... + Participate in the review of monitoring and surveillance routines and respond to alerts or issues from… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...compliance program such as, Personal Account Dealings, Training, Surveillance and monthly reporting to senior management. Depending on… more
- Marex (New York, NY)
- … Compliance Officer - Solutions Advisory position will provide compliance advisory services across multiple business lines and asset classes, including ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services to the Marex Solutions Business units.… more
- Citigroup (Jersey City, NJ)
- … compliance training resources and tools available centrally to support country/ business compliance programs training and research needs. + Additional duties ... Serves as a compliance risk officer for Independent ...relationships within CT function and with other stakeholders including Business process owners and Internal Audit function. + Identifying… more
- Citigroup (Jersey City, NJ)
- … compliance training resources and tools available centrally to support country/ business compliance programs training and research needs. + Additional duties ... Serves as a compliance testing officer for Independent ...relationships within CIA function and with other stakeholders including Business process owners and Internal Audit function. + Identifying… more
- City of New York (New York, NY)
- …they are regularly reviewed and updated to address evolving threats and business needs. Monitor compliance with cybersecurity policies and procedures within ... organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent… more
- MTA (New York, NY)
- Chief Officer , Revenue Security Job ID: 8850 Business Unit: New York City Transit Location: New York, NY, United States Regular/Temporary: Regular Department: ... Date Posted: Sep 17, 2024 Description J ob Information: Title: Chief Officer , Revenue Security Opening Date: 09/17/2024 Closing Date: 10/08/2024 Authority: TA/OA… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... JOB DESCRIPTION: The Division of Finance, Bureau of the Agency Chief Contracting Officer is seeking to hire an exceptional procurement professional who is highly… more
- Citigroup (New York, NY)
- Serves as a Services, Markets, Banking ("SMB") Central Operations compliance officer for Independent Compliance Risk Management (ICRM) responsible for ... **Responsibilities:** + Partnering closely with SMB Central Operations Businesses, Product Compliance , Surveillance and PTOA teams to ensure appropriate central… more
- IHG (New York, NY)
- …assets. . **DUTIES AND RESPONSIBILITIES:** + Perform daily inspection and ensure compliance of hotel security and safety requirements and procedures in order to ... in training/educating employees on current safety and security issues to ensure compliance with all Company loss control policies and current security, and safety… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... interface with the traders/marketers and other risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five years of… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... the ACCO within the Division of Finance seeks a Director of M/WBE (Minority/Women Business Enterprise). DUTIES WILL INCLUDE BUT NOT BE LIMITED TO: The M/WBE Director… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Mental Hygiene to preserve the integrity of agency services and protect sensitive business data from current and emerging cyber threats, and to preserve the… more
- Bank of America (New York, NY)
- …Summary** The Swap and Security-Based Swap (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer is a subject matter expert ... Dodd Frank EAC Compliance and Operational Risk Executive New York, New...strategy and influence messaging to connect team contributions to business purpose, results, and success. + Risk Manager: Inspects… more
- Bank of America (New York, NY)
- …inspecting and appropriately delegating team work. **Skills:** + Advisory + Monitoring, Surveillance , and Testing + Regulatory Compliance + Reporting + Risk ... As a member of an FLU or CF C&OR officer team, the C&OR Manager is accountable for proactive...inquiries. * Participate in the review and challenge of business activities in line with BofA Global Compliance… more
- Capital One (New York, NY)
- …Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered ... compliance support to the Capital Markets line of business , a division within the Commercial Bank of Capital...Senior Manager will work independently from the CBD Chief Compliance Officer to interact with and advise… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's ... interview. How You'll Succeed The Senior US Equity Derivatives Compliance Officer is primarily accountable for: +...line monitoring program for its Equity and Equity Derivatives business ; + Providing ongoing Compliance advisory services… more