• Internal Audit Practices - Regulatory

    JPMorgan Chase (Jersey City, NJ)
    President within the Practices Audit team, you will support Internal Audit's Regulatory Engagement and Exam Management Team, including assisting in ... MIS/reporting. You will also assist in the execution of exam -related and ad hoc regulatory requests and...prepare internal reporting/metrics and ongoing analyses of all global regulatory activities for Senior Management , as applicable… more
    JPMorgan Chase (07/19/24)
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  • Vice President , Regulatory

    TD Bank (New York, NY)
    …updates and contribute to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process for tracking ... skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage… more
    TD Bank (07/27/24)
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  • Regulatory Affairs, Assistant Vice

    MUFG (New York, NY)
    …request process and submit all requested MIS to regulators. + Support end-to-end regulatory exam management , including meeting scheduling, organization of ... **Requirements:** + 2+ years' experience in regulatory relations / regulatory exam management and knowledge of heightened regulatory environments.… more
    MUFG (08/06/24)
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  • Risk Regulatory Strategy and Reporting…

    Citigroup (New York, NY)
    …engaged on upcoming activities. + Maintain team guidelines on best practices for regulatory exam management , presentations, and submissions to drive ... to strengthen regulatory relations; + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
    Citigroup (08/29/24)
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  • Regulatory Relations

    Mizuho Corporate Bank (New York, NY)
    …addressed, and validated. Summary The Regulatory Relations Team is seeking a Vice President (" VP ") to primarily support and coordinate supervisory ... regulatory remediation program and associated reporting to senior management and regulators. The VP will liaise...compliance, financial crimes and IT/cyber risks. + Experience in regulatory exam management . + Familiarity… more
    Mizuho Corporate Bank (08/31/24)
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  • Finance Regulatory Engagement,…

    Citigroup (New York, NY)
    …The Finance Regulatory Engagement, Management of Information and Communications Vice President is a strategic professional who keeps management and ... govern processes for Finance Regulatory Engagement & Oversight, including exam management , regulatory reporting, meetings and requests for information. +… more
    Citigroup (09/11/24)
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  • Vice President US Banks First Line…

    Morgan Stanley (New York, NY)
    …diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit* ... support of WM & ISG clients and seek a Vice President as part of the US...Exam Support:* * Provide support & guidance to management to prepare them for regulatory examinations… more
    Morgan Stanley (08/22/24)
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  • Finance Regulatory Engagement Senior Lead…

    Citigroup (New York, NY)
    …Oversight Senior Vice President contributes to the directional strategy of regulatory engagement and exam management outside of the United States. In ... and followed related to the management of Citi Finance's regulatory interactions, including exam management , regulatory meetings and requests for… more
    Citigroup (09/20/24)
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  • Regulatory Strategy Chief Data & Analytics…

    JPMorgan Chase (New York, NY)
    …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... fielding and coordinating responses to ad-hoc regulatory inquiries; chairing regulatory meetings; and developing reports for senior management . **Job… more
    JPMorgan Chase (09/14/24)
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  • Vice President , Finance Control…

    American Express (New York, NY)
    …multiple partners across numerous business units, functional areas, and geographies. **The Vice President , Finance Control Management Governance will:** + ... programs and reporting. Finance is looking for a Vice President of Governance to lead a...of Practice) + Support the day-to-day internal and external exam management process for Finance, working with… more
    American Express (09/10/24)
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  • Risk Management - Emerging Risks…

    JPMorgan Chase (New York, NY)
    …models are fit for purpose and used appropriately within their business context. As a Vice President in Risk Management - Emerging Risks within JPMorgan ... (CDAO), Compliance, Conduct and Operational Risk (CCOR), and global exam management teams to deliver fulsome and... teams to deliver fulsome and consistent responses to regulatory inquiries, escalating issues that arise during the course… more
    JPMorgan Chase (07/09/24)
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  • Senior Compliance Consultant - Corporate Trust

    M&T Bank (New York, NY)
    …in Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one ... **Overview:** This Vice President level role provides guidance...and testing. + May interact with State and Federal Regulatory Agencies, numerous risk and executive management ,… more
    M&T Bank (09/11/24)
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  • Regulatory Relations Professional…

    Morgan Stanley (New York, NY)
    Group Overview: The Global Regulatory Relations Group ( Regulatory Relations) provides strategic and centralized management of the supervisory activities of ... of review and potential findings; - Communicating with key stakeholders, including senior management in LCD, business, and risk regarding exam status and… more
    Morgan Stanley (09/17/24)
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  • Co-Brand Marketing Acquisitions Risk & Controls…

    Citigroup (New York, NY)
    …in Control" agenda for Cobrand, including but not limited to issues management , training oversight, external/internal exam support and general control support. ... the OIC agenda, focusing on the following areas: General Control Support; Issues Management ; Exam Support; and Training Oversight. + Implement best in class… more
    Citigroup (07/31/24)
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  • AVP US Banks Business Risk Shared Services…

    Morgan Stanley (New York, NY)
    …Business Risk Management organization. He or she will be responsible for aiding the Vice President ( VP ) and Executive Director (ED) of the team as they ... in each of its business segments- Institutional Securities, Wealth Management , and Investment Management . Morgan Stanley, through...estate loans. The US Bank Subsidiaries seek an Assistant Vice President (AVP) to join the First… more
    Morgan Stanley (08/03/24)
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  • Senior Project Manager

    City of New York (New York, NY)
    …Transactions Senior Project Manager to join our team. Under the direction of the Vice President for Transactions, the Senior Project Manager is responsible for ... the successful execution of development initiatives. Key responsibilities: 1. Project Management : - Oversee and manage multiple PACT transactions, ensuring alignment… more
    City of New York (07/11/24)
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