- Principal Financial Group (Charlotte, NC)
- …for developing and leading operational risk oversight activities for fund operations , shareholder services, fund accounting, and related in-house functions. The ... and functional leaders to embed a proactive risk culture, strengthen governance , and provide consistent, best-in-class oversight aligned to Board and regulatory… more
- SMBC (Charlotte, NC)
- …solutions and product requirements. - Drive Infrastructure security and compliance requirements into the architecture framework. - Facilitate documentation of ... transfer and upskilling to relevant Architecture and Engineering personnel. - Design with operations in mind. Look for ways to automate and improve operations .… more
- TD Bank (Charlotte, NC)
- …culture of risk awareness throughout the organization. **Job Summary:** The Senior Compliance Governance & Operations Analyst provides a range of ... operations and in the design of a future-focused compliance program. This not just about implementing a new...dedicated to setting new industry standards. **Job Overview:** The Senior Compliance Business Oversight Analyst will ensure… more
- TD Bank (Charlotte, NC)
- …below as you consider this opportunity.** **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees a dynamic ... - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a… more
- Fox Rothschild LLP (Charlotte, NC)
- …to business units, legal, compliance , and IT teams. **ESSENTIAL FUNCTIONS:** **Data Governance ** + Work closely with the Senior Manager, Digital Data ... As a member of the Information Services department, the Lead Analyst, Digital Data Governance & Compliance will drive and support our firm-wide electronic … more
- Anywhere Real Estate (Charlotte, NC)
- …of supplier and financial data, driving operational efficiency and compliance . **Key Responsibilities** **Procurement Governance ** + Establish, implement, ... with approved vendors. + Monitor procurement activities to ensure compliance with vendor governance protocols. + Conduct...field. + Minimum 5 years of experience in data governance , finance operations , or procurement data management.… more
- Truist (Charlotte, NC)
- …inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and Analysts, as well as lead other ... line of defense, providing direction and guidance for aggregated oversight and governance for all risk types inherent in the regulatory reporting function. Following… more
- USAA (Charlotte, NC)
- …Influences sound governance structure for oversight of risks and business operations and interacts & engages with all product & channel leaders on complex, ... **The Opportunity** USAA is seeking an **IT/Info Security Risk Management & Governance ** for Executive team. This Executive should have expertise in **Tech** **R**… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** Truist Senior Audit Manager is responsible for providing a leadership role in the ... and objective risk-based internal audit assurance and advisory services. The Senior Audit Manager further develops and maintains specialization and expertise in… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Securities Tax Operations team as a part of ... Corporate Investment Banking Operations . Learn more about the career areas and business...and understanding of technical IRS tax withholding and reporting compliance (1099 INT, 1099 MISC, 1099-B, 1042-S, IMY Reporting… more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a highly skilled professional for WIM Operations with strong expertise in business storytelling, data interpretation, and executive ... decks and briefings tailored for various audiences - including internal Operations groups, line of business executives, and cross-functional partners. The individual… more
- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Compliance Risk Manager is responsible for leading a team of compliance risk ... Banking (WCIB) and the Institutional Client Group (ICG) business lines with compliance risk needs, including regulatory change management, compliance risk… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... As a member of the Audit team, the candidate will focus on operations of investment (securities and transactions). Responsibilities: + Lead small audits, or own… more
- Deloitte (Charlotte, NC)
- Cyber Palo Alto Networks Security Operations Senior Consultant Our Deloitte Cyber team understands the unique challenges and opportunities businesses face in ... Microsoft Defender, Cortex XDR, CrowdStrike + 3-4 years of experience with governance , risk, or compliance initiatives involving common frameworks +… more
- Wells Fargo (Charlotte, NC)
- …AI (Gen-AI)** , **Agentic AI** solutions to drive innovation while ensuring robust governance and compliance . This role requires expertise in building and ... for specific business applications, implementing robust evaluation frameworks, and ensuring compliance with enterprise risk governance standards. The ideal… more
- American Express (Charlotte, NC)
- …key metrics, dashboards, and executive reporting to support risk transparency, regulatory compliance , and governance excellence. The ideal candidate is a ... in a highly controlled or regulated environment. + Experience supporting governance reporting, risk management, or compliance -driven reporting programs… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior HR Strategy and Innovation Lead ( Senior Lead HR Service Delivery Consultant)** to shape the future of HR ... service delivery. As the Senior HR Strategy and Innovation Lead, you will drive...HR services, coordinate enterprise-wide transformation initiatives, and ensure strong governance and change management practices are in place. This… more
- American Express (Charlotte, NC)
- …will help us define the future of American Express. **Position Summary** The Senior Manager, Internal Fraud Program Management & Quality Assurance plays a critical ... candidate will have a strong background in program management, governance , and risk oversight - with the ability to...dashboards. + Build strong partnerships with 2LOD (Operational Risk, Compliance ) and 3LOD (Audit) partners to ensure alignment on… more
- USAA (Charlotte, NC)
- …ongoing financial strength. Communicates capital and liquidity analysis and reporting to governance committees, senior management, regulatory bodies and the USAA ... contingency plans in partnership with key business stakeholders for reporting to senior management, governance committees, and the respective boards of… more
- TD Bank (Charlotte, NC)
- …may vary depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development ... operations and in the design of a future-focused compliance program. This not just about implementing a new...exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
