- MUFG (Tampa, FL)
- …of Risk and Control Frameworks and Governance Models + Familiarity with Operational Risk Management and Bank regulators and requirements + Strong leadership ... will provide more details. Reporting to the Director of Risk and Control Governance and Oversight under the Head... and Control Office (CRCO) and within the Chief Corporate Administrator's Office (CCAO), the Vice President (VP) of… more
- JPMorgan Chase (Tampa, FL)
- …challenging the status quo and striving to be best-in-class. As a Technology Operational Risk Management Lead within the Compliance Conduct and Operational ... will proactively identify areas of emerging technologies that introduce operational risk and have a good understanding...emerging risks as part of Securities Services strategic business risk reviews, analysis of regulatory and market … more
- USAA (Tampa, FL)
- …As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under the Enterprise Testing ... and compliance requirements are adhered to. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and… more
- USAA (Tampa, FL)
- …and manage fraud risk requirements on business action plans, projects, or operational requests. + Contributes to the execution of risk assessments with ... Fraud, AML, compliance, risk , audit, third party risk management or other related operational areas...etc.).** **Compensation:** USAA has an effective process for assessing market data and establishing ranges to ensure we remain… more
- USAA (Tampa, FL)
- …to navigate complex challenges and tight timelines effectively. Your experience in Operational Risk within the Life, Health, and Annuity industry will ... and PowerPoint. **What sets you apart:** + Experience in Operational Risk + Experience working in Life,...etc.).** **Compensation:** USAA has an effective process for assessing market data and establishing ranges to ensure we remain… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Ability to identify process gaps and risk exposures within Corporate Banking projects, strategies and operational processes. + Provides support and ... Corporate Banking in adherence to compliance and regulatory risk . + Responsible for test schedule, test plan and...and securities industry operations. + Advanced knowledge of financial markets and products. + Management of internal and external… more
- MUFG (Tampa, FL)
- …operational feasibility, optimal execution mechanics, regulatory requirements and mitigation of operational risk . The team partners with various internal and ... of our recruitment team will provide more details. **Job Summary:** The Corporate Banking Middle Office Analyst is broadly responsible for coordinating Market… more
- GAF (Tampa, FL)
- …leading the present. And under this roof, we own our opportunities. Becoming the market leader only happens when everyone feels they have the opportunity, and the ... under this roof, we own our opportunities. Becoming the market leader only happens when everyone feels they have...with strong expertise in power systems to join the Corporate Engineering team. The incumbent will report directly to… more
- TD Bank (Tampa, FL)
- …Business Management, Strategy & Support **Job Description:** **Department Overview:** The Market Support Specialist will perform Market Support activities across ... and Non-Models and therefore should possess a strong background in EUC risk management including developing and executing a program to manage associated risks,… more
- Citigroup (Tampa, FL)
- …design and implementation of a future-state underwriting model tailored to large and mid- market corporate clients, across multiple sectors and geo + Enhance the ... modernize and standardize underwriting practices, with a focus on balancing risk discipline, client experience, regulatory compliance, and operational … more
- Scotiabank (Tampa, FL)
- …further troubleshooting issues as needed. + Consistently identify & interpret areas of operational & process risk , driving the creation and maintenance of ... effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Builds a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills, with a track record of resolving complex data discrepancies and minimizing operational risk . + Strong communication skills, with the ability to ... efficiency, mitigate risks, and empower data-driven decision-making across trading, risk management, and compliance teams. **Responsibilities:** + Operational … more
- Citigroup (Tampa, FL)
- …or improved controls and processes to address weaknesses or gaps in SP's operational risk environment + Identify trends, synergies and inconsistencies in ... assessment and compliance procedures required in SP to address market conduct and other operational risks associated...analyze and maintain key business metrics used to monitor operational risk performance of individuals, desks and… more
- Scotiabank (Tampa, FL)
- …services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets . At Scotiabank, ... culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** **Global Transaction Banking** Global Transaction Banking (GTB) is… more
- Scotiabank (Tampa, FL)
- …resolutions & further troubleshooting issues as needed. + Identify, create and/or maintain operational controls to mitigate risk and drive efficiencies in all ... effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Champions a high… more
- TD Bank (Tampa, FL)
- …risk management and control, supported by effective processes in alignment with risk appetite + Assumes responsibility to minimize operational and regulatory ... with responsibility for identifying and interpreting trends in the market to structure portfolios and get results + Develops...to loan decision process based on evaluation of credit risk and other key factors from Credit Management +… more
- JPMorgan Chase (Tampa, FL)
- …the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world. The Digital and ... **About JP Morgan Corporate & Investment Bank** JP Morgan's Corporate...Investment Bank (CIB) is a global leader across banking, markets and investor services. The world's most important corporations,… more
- Citigroup (Tampa, FL)
- …derivatives and cash trading. + Understanding of how firms manage Credit and Market Risk for trading book activity + Comfortable working with large ... of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth… more
- USAA (Tampa, FL)
- …delivering results within a complex matrix environment. + Strong understanding of corporate business development, market expansions and acquisitions, and ability ... diligence to deal close. Participates in deal confirmatory and operational diligence; provides programmatic leadership for key deals. +...+ 15+ years of experience in insurance, reinsurance, capital markets , or risk financing, with a strong… more
- Truist (St. Pete Beach, FL)
- …the following job description:** Deliver customized, complex banking and capital markets solutions to private real estate developers and investors nationwide. Banker ... aspects of client management including driving execution of credit facilities, capital markets transactions, and treasury management services. 2. Act as lead point… more