- Mizuho Corporate Bank (New York, NY)
- …Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the ... of risk and make recommendations on operational improvements, processes for compliance, quality assurance and any additional training essential to mitigate risk.… more
- Mizuho Corporate Bank (New York, NY)
- …Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the ... of control and to evaluate the word product for quality , accuracy and sound decision making. + Communicate QA...Qualifications + Minimum 5+ Years of specialized experience in Financial Crimes Compliance or related function at… more
- ADP (Roseland, NJ)
- …trade sanctions/export controls requirements + Enhance and oversee financial crimes compliance testing and quality assurance functions (domestic ... business operations by performing risk assessments, as well as quality assurance reviews; and 4) provide periodic...that may impact and/or benefit the success of the financial crimes compliance program. + In cooperation… more
- Bank of America (New York, NY)
- …(GPS) and is responsible for leading and designing the strategy related to financial crimes compliance within the GPS business. Key responsibilities include ... to regulatory requirements and enterprise-wide standards & policies related to financial crimes . Job expectations include providing oversight and establishing… more
- Guardian Life (New York, NY)
- …procedures to identify and prevent misconduct. + Assist in the completion of periodic anti- financial crimes risk assessments and related action plans. + Uses and ... performs quality assurance testing on industry databases, systems,...accurately monitor transactions in real time. + Assists in anti- financial crimes trainings. **You have** + Minimum… more
- TD Bank (New York, NY)
- …managing standards for program-wide governance and escalation, running risk assessments, testing, quality assurance and training programs. The team also produces ... with the bank's regulators and board committee meetings associated with financial crimes risk management, including information notifying board directors… more
- Wells Fargo (Iselin, NJ)
- …also act as a mentor and subject matter expert (SME) for the automation and quality assurance teams. **In this role, you will:** + Continuously improve test ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more